Cecilie Helene Bakke
Professional Summary
Cecilie Helene Bakke is a registered financial advisor currently at FEARNLEY SECURITIES located in New York, New York. Cecilie is registered as a RR (Registered Representative) and started their career in finance in 2022. Cecilie has worked at 1 firm and has passed the Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
FEARNLEY SECURITIES | FEARNLEY SECURITIES, INC
Contact Information
Main Address
885 Third Avenue 26th Floor, New York, NY 10022Mailing Address
885 Third Avenue 26th Floor, New York, NY 10022Phone Number
(212) 277-3600Established
New York since 10/01/2014Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEARNLEY SECURITIES AS | 100% OWNER | — |
| BAKKE, CECILIE HELENE | CHIEF COMPLIANCE OFFICER | 7477246 |
| FINK, JASON PETER | PRINCIPAL, CEO, MEMBER BOARD OF DIRECTORS | 2550196 |
| HAHNE, PONTUS TORBJORN | MEMBER OF THE BOARD OF DIRECTORS | 7651222 |
| IANNUZZI, ADOLFO VINCENT | MEMBER, BOARD OF DIRECTORS | 2874669 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7338445 |
| WESSEL, PETER | CHAIRMAN OF THE BOARD OF DIRECTORS | 6495105 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Cecilie Helene Bakke's CRS (Customer Relationship Summary).
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