Because Your Money Deserves a Guardian Angel
AdvisorCheck is your trusted companion through all stages of finding, evaluating, and working with a Financial Advisor.
Essentials
What you need to find, evaluate, and monitor Financial Advisors with confidence.
Premium
Stay ahead of potential problems with Firm Stability Insights and biweekly monitoring alerts.
| Essentials | Premium | |
|---|---|---|
| Unlimited Advisor Search | ||
| Compare Advisors | ||
| Monitoring Coverage | Advisor Only | Advisor + Firm |
| Plain English Alert Summaries | ||
| Email Alert Frequency | Monthly | Biweekly |
| Advisor Job or Firm Move Alerts | ||
| Advisor Licensing Change Alerts | ||
| Advisor Complaint Alerts | ||
| Advisor Contact Information Updates | ||
| Firm Assets Under Management Trends | ||
| Firm Leadership Change Tracking | ||
| Firm Red Flag Alerts | ||
| Full Firm Stability Dashboard |
Why Choose Premium
It's one thing to have confidence in your advisor. Having confidence in your advisor's firm is knowing security on another level.
Upgrade Now
Get A Biweekly Pulse, Automatically
Receive biweekly alerts without the hassle of remembering to check. Stay informed and proactive about your advisor's status.
Trust but Verify: Why You Need Advisor Monitoring
The data is clear. Knowing your advisor's record, and keeping tabs on it, significantly reduces your risk as an investor.
Official Issues Reported
We alert you to any new or updated regulatory disclosures (potential black marks) on your advisor’s record.
According to one study, approximately 7% of U.S. financial advisors have misconduct records, and prior offenders are five times more likely to engage in new misconduct than the average advisor.
What's Inside Firm Stability Insights
Firm Stability Insights give you an easy to understand view of your advisor's firm.
Regulatory Red Flags
We alert you to new disclosures, keeping you informed of potential issues that may arise.
Money Managed (AUM) Trend
Track whether the firm's total assets are increasing, steady, or declining over time.
Team Stability
Monitor advisor turnover rates to assess the stability of the firm's service quality.
Clients per Advisor
Understand how many clients each advisor serves for better insight into personalized attention.
How to Start Monitoring
Getting started is as easy as 1-2-3
Create A Free Account
Advisor Monitoring is free for everyone, no credit card needed.
Search & Monitor
Find your advisor by name or firm, then tap Monitor to add them to your dashboard.
Upgrade Anytime
Get more frequent alerts, and firm-level data points for increased peace of mind.
Transparency Is at the Core of Our Service
We utilize publicly available data from regulatory bodies like FINRA and the SEC to provide you with clear, accurate information. Our commitment is to empower consumers with straightforward insights, free from hidden agendas.
Subscribe NowFAQs
Your questions answered about our advisor monitoring services and features.
What's included for free?
Our free monitoring includes a dashboard that tracks your advisor's key professional changes and monthly email alerts to keep you informed.
What does Premium add?
Upgrading to Premium grants access to comprehensive Firm Stability Insights, biweekly alerts, and enhanced monitoring across eight key indicators.
Where does your data come from?
We source our data from public regulatory bodies like FINRA and SEC, ensuring accuracy and transparency in every update.
Can I cancel anytime?
Yes, you can cancel your subscription at any time. For more details, please refer to our Subscription Policy.
What if I have questions?
If you have further questions, our support team is here to help. Don't hesitate to reach out for assistance.
