Adolfo Vincent Iannuzzi
Professional Summary
Adolfo Vincent Iannuzzi, who also goes by VInce Iannuzzi, is a registered financial advisor currently at BEECH HILL SECURITIES, INC. located in New York, New York and FEARNLEY SECURITIES located in New York, New York. Adolfo is registered as a RR (Registered Representative) and started their career in finance in 1997. Adolfo has worked at 8 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Vince Iannuzzi
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
FEARNLEY SECURITIES | FEARNLEY SECURITIES, INC
Contact Information
Main Address
885 Third Avenue 26th Floor, New York, NY 10022Mailing Address
885 Third Avenue 26th Floor, New York, NY 10022Phone Number
(212) 277-3600Established
New York since 10/01/2014Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEARNLEY SECURITIES AS | 100% OWNER | — |
| BAKKE, CECILIE HELENE | CHIEF COMPLIANCE OFFICER | 7477246 |
| FINK, JASON PETER | PRINCIPAL, CEO, MEMBER BOARD OF DIRECTORS | 2550196 |
| HAHNE, PONTUS TORBJORN | MEMBER OF THE BOARD OF DIRECTORS | 7651222 |
| IANNUZZI, ADOLFO VINCENT | MEMBER, BOARD OF DIRECTORS | 2874669 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7338445 |
| WESSEL, PETER | CHAIRMAN OF THE BOARD OF DIRECTORS | 6495105 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/6/2026)
(9/13/2017)
(5/26/2006)
(5/26/2006)
(6/6/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jul 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Adolfo Vincent Iannuzzi's CRS (Customer Relationship Summary).
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