Jason Peter Fink
Professional Summary
Jason Peter Fink, who also goes by Jason Fink, is a registered financial advisor currently at FEARNLEY SECURITIES located in New York, New York. Jason is registered as a RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jason Fink
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
FEARNLEY SECURITIES | FEARNLEY SECURITIES, INC
Contact Information
Main Address
885 Third Avenue 26th Floor, New York, NY 10022Mailing Address
885 Third Avenue 26th Floor, New York, NY 10022Phone Number
(212) 277-3600Established
New York since 10/01/2014Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEARNLEY SECURITIES AS | 100% OWNER | — |
| BAKKE, CECILIE HELENE | CHIEF COMPLIANCE OFFICER | 7477246 |
| FINK, JASON PETER | PRINCIPAL, CEO, MEMBER BOARD OF DIRECTORS | 2550196 |
| HAHNE, PONTUS TORBJORN | MEMBER OF THE BOARD OF DIRECTORS | 7651222 |
| IANNUZZI, ADOLFO VINCENT | MEMBER, BOARD OF DIRECTORS | 2874669 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7338445 |
| WESSEL, PETER | CHAIRMAN OF THE BOARD OF DIRECTORS | 6495105 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/8/2017)
(2/25/2016)
(3/8/2018)
(3/14/2016)
(5/24/2016)
(9/13/2017)
(4/3/2018)
(6/23/2016)
(3/28/2018)
(5/15/2018)
(3/3/2016)
(2/7/2017)
(2/25/2016)
(2/25/2016)
(4/26/2017)
(1/9/2017)
(3/15/2016)
(9/22/2016)
(11/19/2015)
(3/23/2016)
(1/31/2018)
(12/20/2016)
(12/14/2016)
(2/21/2017)
(10/27/2020)
(3/23/2018)
(2/25/2016)
(2/12/2018)
(7/19/2017)
(1/13/2017)
(1/6/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2007SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jason Peter Fink's CRS (Customer Relationship Summary).
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