Anthony Shaw
Professional Summary
Anthony Shaw is a registered financial advisor currently at TRITOWER REAL ESTATE CAPITAL, LLC located in Boston, Massachusetts and FEARNLEY SECURITIES located in New York, New York. Anthony is registered as a RR (Registered Representative) and started their career in finance in 2021. Anthony has worked at 13 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
PEEL HUNT INC.
Contact Information
Main Address
7th Floor 100 Liverpool Street, London, EC2M 2ATMailing Address
7th Floor 100 Liverpool Street, London, EC2M 2ATPhone Number
4420 7418-8900Established
Delaware since 03/04/2011Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Anthony Shaw's CRS (Customer Relationship Summary).
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