Nicholas W. Rygiel
PROTOCOL WEALTH
Havertown, PA
CRD#: 5996576
Nicholas Wayne RygielPROTOCOL WEALTH
Professional summary
Nicholas Wayne Rygiel, CFP®, who also goes by Nicholas Wayne Rygiel, Nicholas W Rygiel, Nick W Rygiel, Nick Wayne Rygiel, is a registered financial advisor currently at PROTOCOL WEALTH, LLC located in Havertown, Pennsylvania and FINALIS SECURITIES LLC located in New York, New York.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Nicholas has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Aliases
Nicholas Wayne Rygiel | Nicholas W Rygiel | Nick W Rygiel | Nick Wayne Rygiel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. L1.co (Formly L1 Advisors); Investor; Investment related: Yes; 145 Tyee Drive #33100 Point Roberts WA 98281 USA; L1.co is a technology platform that offers non-custodial wealth management tools for clients and financial advisors. This platform provides read-only access to a client's portfolio via digital wallet addresses and facilitates the sending of transactions, which are then either approved or rejected by the client that holds discretionary authority. The platform provides real-time, actionable insights on risk exposures, reporting tools, and a consolidated dashboard for portfolio overview.; Duties: Disclosure of Potential Conflicts of Interest: Nick Rygiel, owner and advisor of Ironclad Financial and is a Managing Partner at Enclave Digital Wealth, both are Registered Investment Advisory (RIA) firms that utilize the L1.co platform for providing non-custodial advisory services to his clients. While Nick Rygiel doesn't receive any direct compensation from L1 Advisors, it should be noted that he holds a vested interest in the success of the L1 Advisors platform, having invested $50,000 in their Seed Round via a Simple Agreement for Future Equity (SAFE). This financial commitment could result in a beneficial financial outcome for Rygiel, Ironclad Financial and Enclave Digital Wealth if L1.co performs well. Despite this potential conflict of interest, Ironclad Financial, Enclave Digital Wealth, its advisors, and specifically Nick Rygiel, persist in their commitment to unbiased advice and thorough analysis. Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0. 2. Protocol Wealth LLC. Investment-related. 16192 Coastal Highway. SEC Registered Investment Advisor. Co-Founder / CTO / CISO. 06/01/2025. 160 hours/month. 120 hours. Firm management and operations; technology and information-security leadership; investment advisory to clients including investment policy statement development and portfolio strategy design; business development 3. Silicon Valley Highpoint Capital LLC. Investment-related. 763 Contada Circle. General investment banking related activities. Principal. 12/05/2025. 10 hours/month. 2 hours. Source deals, find capital, and structure deals; all securities transactions effected through Finalis Securities LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Wayne Rygiel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
July 9, 2025 - Present
PROTOCOL WEALTH, LLC
RIA
CRD#: 335298
Havertown, PA
Current
June 9, 2026 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave, New York, NY 10017BD
CRD#: 305908
NEW YORK, NY
Past
December 7, 2022 - May 18, 2023
ORIGIN INVESTMENT ADVISORY LLC
RIA
CRD#: 305353
BYRN MAWR, PA
Past
July 25, 2022 - October 23, 2025
IRONCLAD FINANCIAL
RIA
CRD#: 321831
HAVERTOWN, PA
Past
January 3, 2012 - July 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BALA CYNWYD, PA
Past
December 14, 2011 - July 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BALA CYNWYD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROTOCOL WEALTH, LLC
ENCLAVE DIGITAL WEALTH, LLC | PROTOCOL WEALTH, LLC
CRD#: 335298 / SEC#: 801-132382
RIA
Registered Investment Advisory firm - (4/10/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(7/9/2025)
RR
Pennsylvania(6/10/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PROTOCOL WEALTH, LLC
ENCLAVE DIGITAL WEALTH, LLC | PROTOCOL WEALTH, LLC
CRD#: 335298 / SEC#: 801-132382
RIA
Registered Investment Advisory firm - (4/10/2025 Approved)Loading...
Contact information
Main Address
201 Milwaukee Street, Suite 200, Denver, CO 80206
Mailing Address
Phone number
(720) 439-9055
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 127,102,603 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
