Michael Arthur Conklin
Professional Summary
Michael Arthur Conklin is a registered financial advisor currently at MURIEL SIEBERT & CO., LLC located in Boca Raton, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
MURIEL SIEBERT & CO., INC. | MURIEL SIEBERT & CO., LLC
Contact Information
Main Address
300 Vesey Street 5th Floor, New York, NY, 10282Mailing Address
653 Collins Avenue, Miami Beach, FL 33139Phone Number
(800) 872-0444Established
Delaware since 01/01/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | — |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
Regulatory Event
6Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/29/2002)
(4/13/2020)
(7/29/2002)
(7/29/2002)
(7/23/2025)
(8/14/2020)
(1/30/2024)
(4/6/2023)
(1/30/2024)
(7/29/2002)
(7/29/2002)
(1/30/2024)
(1/30/2024)
(3/19/2021)
(9/8/2021)
(1/30/2024)
(1/30/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 1999Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2006About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2006About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Arthur Conklin's CRS (Customer Relationship Summary).
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