Andrew Henry Reich
Professional Summary
Andrew Henry Reich, who also goes by Andrew Reich, is a registered financial advisor currently at MURIEL SIEBERT & CO., LLC located in Miami, Florida and RISE FINANCIAL SERVICES, LLC located in Miami Beach, Florida. Andrew is registered as a RR (Registered Representative) and started their career in finance in 1994. Andrew has worked at 6 firms and has passed the Series 63, Series 62, Series 99TO, SIE, Series 7, Series 27, Series 24, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Reich
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
CADENA CAPITAL GROUP, INC. | WPS PRIME SERVICES, LLC | WEEDEN PRIME SERVICES, LLC. | SAXIS GROUP, LLC. | SAXIS GROUP, INC. | SAXIS GROUP | RISE FINANCIAL SERVICES, LLC
Contact Information
Main Address
653 Collins Avenue, Miami Beach, FL 33139Mailing Address
653 Collins Avenue, Miami Beach, FL 33139Phone Number
(212) 644-2400Established
Delaware since 12/13/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/16/2016)
(11/29/2022)
(8/18/2026)
(12/16/2016)
(12/16/2016)
(12/16/2016)
(1/3/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1998SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew Henry Reich's CRS (Customer Relationship Summary).
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