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Kyle Robert Bender

MURIEL SIEBERT & CO.
NEW YORK, NY
·CRD# 2287329·34 years experience

Professional Summary

Kyle Robert Bender is a registered financial advisor currently at MURIEL SIEBERT & CO., LLC located in New York, New York and RISE FINANCIAL SERVICES, LLC located in Miami Beach, Florida. Kyle is registered as a RR (Registered Representative) and started their career in finance in 1992. Kyle has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 30, Series 4 and...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MURIEL SIEBERT & CO., LLC·CRD# 5376
BD
1. 300 Vesey Street 5th Floor, New York, NY, 102822. 300 Vesey Street Suite 501, New York, NY 10282
May 23, 1996 - Present
RISE FINANCIAL SERVICES, LLC·CRD# 146103
BD
653 Collins Avenue, Miami Beach, FL 33139
March 17, 2022 - Present
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
February 3, 1993 - May 20, 1996
L.C. WEGARD & CO., INC.·CRD# 3722
BD
New York, NY
December 1, 1992 - December 19, 1992

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Current Firm

RF
RISE FINANCIAL SERVICES, LLC

CADENA CAPITAL GROUP, INC. | WPS PRIME SERVICES, LLC | WEEDEN PRIME SERVICES, LLC. | SAXIS GROUP, LLC. | SAXIS GROUP, INC. | SAXIS GROUP | RISE FINANCIAL SERVICES, LLC

CRD#: 146103 / SEC#: 8-67787
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

653 Collins Avenue, Miami Beach, FL 33139

Mailing Address

653 Collins Avenue, Miami Beach, FL 33139

Phone Number

(212) 644-2400

Established

Delaware since 12/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIEBERT FINANCIAL CORP.OWNER—
GEBBIA, GLORIA ESTELLEOWNER2126152
BONO, RONALD ROSSCCO1247269
REICH, ANDREW HENRYCFO1966909
REICH, ANDREW HENRYCEO1966909

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/23/1996)
RR
Alaska
(6/26/1998)
RR
Arizona
(5/24/1996)
RR
Arkansas
(5/24/1996)
RR
California
(5/23/1996)
RR
Colorado
(5/23/1996)
RR
Connecticut
(5/23/1996)
RR
Delaware
(5/23/1996)
RR
District of Columbia
(5/24/1996)
RR
Florida
(5/29/1996)
RR
Georgia
(5/23/1996)
RR
Hawaii
(1/3/2017)
RR
Idaho
(6/26/1998)
RR
Illinois
(5/23/1996)
RR
Indiana
(5/23/1996)
RR
Iowa
(5/23/1996)
RR
Kansas
(5/23/1996)
RR
Kentucky
(5/23/1996)
RR
Louisiana
(7/6/1998)
RR
Maine
(5/28/1996)
RR
Maryland
(5/23/1996)
RR
Massachusetts
(5/23/1996)
RR
Michigan
(5/23/1996)
RR
Minnesota
(5/24/1996)
RR
Mississippi
(6/29/1998)
RR
Missouri
(5/24/1996)
RR
Montana
(5/24/1996)
RR
Nebraska
(1/3/2017)
RR
Nevada
(5/23/1996)
RR
New Hampshire
(5/23/1996)
RR
New Jersey
(6/20/1996)
RR
New Mexico
(9/26/2003)
RR
New York
(5/23/1996)
RR
North Carolina
(5/24/1996)
RR
North Dakota
(2/20/2001)
RR
Ohio
(5/24/1996)
RR
Oklahoma
(6/26/1998)
RR
Oregon
(5/23/1996)
RR
Pennsylvania
(5/23/1996)
RR
Rhode Island
(5/28/1996)
RR
South Carolina
(5/23/1996)
RR
South Dakota
(1/3/2017)
RR
Tennessee
(5/24/1996)
RR
Texas
(5/23/1996)
RR
Utah
(6/26/1998)
RR
Vermont
(5/29/1996)
RR
Virginia
(5/23/1996)
RR
Washington
(5/23/1996)
RR
West Virginia
(5/24/1996)
RR
Wisconsin
(1/18/2000)
RR
Wyoming
(1/3/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 3 — National Commodity Futures Examination

Passed Sep 2019About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Oct 2019About the Series 30 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2001About the Series 4 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jan 1995
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kyle Robert Bender's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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