Peter James Sosnowski
Professional Summary
Peter James Sosnowski is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in New York, New York and MURIEL SIEBERT & CO., LLC located in New York, New York. Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Peter has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, Series 99TO, Series 52TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Years of Experience
40 years in the financial services industry
Current & Past Employments
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Current Firm
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
Contact Information
Main Address
300 Vesey Street 5th Floor, New York, NY, 10282Mailing Address
653 Collins Avenue, Miami Beach, FL 33139Phone Number
(800) 872-0444# of Employees
43SEC notice filing (43 States and Territories)
Registered to provide investment advisory services in 43 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
973AUM (Assets Under Management)
$391,509,579Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Primary Firm SEC Registration
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
State Registrations and Notice Filings
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(7/21/1999)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(7/22/1999)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(3/5/2018)
(4/30/2018)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(11/21/2017)
(1/2/2018)
(1/2/2019)
(7/21/1999)
(8/27/2021)
(1/2/2019)
(1/2/2019)
(1/3/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
(1/2/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Oct 2025About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2000Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1999SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Peter James Sosnowski's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
