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Gloria Estelle Gebbia

CRD# 2126152·Registered 2002 - 2012
Previously Registered: Being a previously registered professional could mean that Gloria is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gloria Estelle Gebbia was a registered financial advisor. Gloria was a previously registered financial professional and started their career in finance 2002 - 2012. Gloria had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

STOCKCROSS FINANCIAL SERVICES, INC.·CRD# 6670
BD
Beverly Hills, CA
April 18, 2002 - April 16, 2012

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Current Firm

SF
STOCKCROSS FINANCIAL SERVICES, INC.

STOCKCROSS FINANCIAL SERVICES | STOCKCROSS, INC. | STOCKCROSS TRADING GROUP | STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670 / SEC#: 801-69705, 8-17758
BD
Terminated by SEC on 08/07/2021

Contact Information

Main Address

9464 Wilshire Blvd, Beverly Hills, CA 90212

Established

Massachusetts since 08/03/1973

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GEBBIA, JOHN MICHAELDIRECTOR, EVP1866455
GEBBIA, RICHARD SALCEO, PRESIDENT, DIRECTOR2348552
MURIEL SIEBERT & CO., INC.OWNER5376
COLOMBINO, MICHAEL JONATHANCFO; TREASURER4871852
DIPIPPO, ALBERT FRANCISROSFP726636
LOGUE, DANIEL PATRICKCHIEF COMPLIANCE OFFICER; AMLCO1501135
SCHEBECE, GREGORY CHARLESEXECUTIVE VICE PRESIDENT, COO1498632
SHANKMAN, CRAIG MICHAELDIRECTOR OF TECHNOLOGY—
TASSELL, MATTHEW ERICDIRECTOR OF CORPORATE SERVICES—
ZABATTA, CHARLES ANTHONY SROWNER—

Disclosures

Regulatory Event

20

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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