Fredrick Paul Scuteri Jr
Professional Summary
Fredrick Paul Scuteri Jr, who also goes by Fred Scuteri, Freddy Scuteri, Fredo Scuteri, Fredrick Paul Scuteri Jr, Fredrick Paul Scuteri, is a registered financial advisor currently at CLEAR STREET LLC located in New York, New York. Fredrick is registered as a RR (Registered Representative) and started their career in finance in 1998. Fredrick has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 55, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Fred Scuteri, Freddy Scuteri, Fredo Scuteri, Fredrick Paul Scuteri Jr, Fredrick Paul Scuteri
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Contact Information
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
CENTERPOINT SECURITIES | GLOBECS, LLC | CLEAR STREET, LLC | CLEAR STREET LLC | CLEAR STREET FUTURES
Contact Information
Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007Mailing Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007Phone Number
(646) 738-4066Established
Delaware since 12/20/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | — |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| PRICE, JASON | PRINCIPAL OPERATIONS OFFICER | 5216029 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed May 2001Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2004About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 2002About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Fredrick Paul Scuteri Jr's CRS (Customer Relationship Summary).
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