AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SC

Sothara Chin

LIQUIFI LLC
LEE'S SUMMIT, MO 64063
Some features on this profile are disabled
CRD#: 2063804
SC

Professional summary

Sothara Chin, who also goes by Soth Chin, is a registered financial professional currently at LIQUIFI LLC located in Lee's Summit, Missouri and OPOC BROKER-DEALER, LLC located in Worthington, Ohio.

Sothara is registered as a RR (Registered Representative) and started their career in finance in 1990. Sothara has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Soth Chin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sothara Chin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 23, 2025 - Present

LIQUIFI LLC

Office #1: 210 Sw Market Street, Lee's Summit, MO 64063
BD
CRD#: 335263
LEE'S SUMMIT, MO
Current

January 4, 2026 - Present

OPOC BROKER-DEALER, LLC

Office #1: 300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085
BD
CRD#: 298311
WORTHINGTON, OH
Past

May 20, 2020 - October 30, 2023

MVISION PRIVATE EQUITY ADVISERS USA LLC

BD
CRD#: 122242
LONDON,
Past

February 3, 2020 - April 27, 2020

RUNTITLE PROPERTIES LLC

BD
CRD#: 299321
AUSTIN, TX
Past

February 8, 2019 - June 1, 2021

PROSPERITY ECONOMICS PARTNERS, LLC

RIA
CRD#: 148122
Arlington, VA
Past

July 20, 2017 - April 23, 2020

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

BD
CRD#: 154559
SALT LAKE CITY, UT
Past

June 20, 2016 - April 28, 2017

IMPACTUS MARKETPLACE LLC

BD
CRD#: 282651
Washington, DC
Past

October 12, 2012 - June 15, 2015

ARROW INVESTMENT ADVISORS, LLC

RIA
CRD#: 139652
LAUREL, MD
Past

June 18, 2012 - June 15, 2015

ARCHER DISTRIBUTORS, LLC

BD
CRD#: 158961
Laurel, MD
Past

September 9, 2010 - April 2, 2012

CAPITAL FIDUCIARY ADVISORS, LLC

RIA
CRD#: 153075
RESTON, VA
Past

October 26, 2009 - August 26, 2010

INVESTMENT PROFESSIONALS, INC.

RIA
CRD#: 30184
VIENNA, VA
Past

June 24, 2009 - August 16, 2011

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
VIENNA, VA
Past

June 16, 1998 - January 27, 2009

FBR INVESTMENT SERVICES, INC.

BD
CRD#: 43442
ARLINGTON, VA
Past

June 4, 1996 - June 5, 1998

GUGGENHEIM DISTRIBUTORS, LLC

BD
CRD#: 40805
ROCKVILLE, MD
Past

October 23, 1990 - March 12, 1996

RELIASTAR FINANCIAL MARKETING CORP.

BD
CRD#: 4234
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(1/23/2026)
RR
Utah
(1/26/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/23/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/31/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/10/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 6/28/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/9/1990
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/28/1995
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 10/11/1990
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OB
OPOC BROKER-DEALER, LLC
DIGITAL CAPITAL MARKETS LLC | OPOC BROKER-DEALER, LLC

CRD#: 298311 / SEC#: , 8-70183

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085
Mailing Address
300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085
Phone number
(614) 431-4331
Established
Maryland since 07/02/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OPOC.US RETIREMENT SERVICES, LLCDIRECT OWNER
CHIN, SOTHARACEO2063804
HELLER, JEFFREY PHILIPFINOP3139370
STELLJES, KRISTIN ECCO5080178

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPOC BROKER-DEALER, LLC

CRD#: 298311Lee's Summit, MO 64063

TRUST BUT VERIFY

Monitor Sothara Chin

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Paul Sabo
Richard SaboAdvisorCheck Check Mark
J. W. COLE ADVISORS, INC.
IAR
RR
GIBSONIA, PA
Leon Frank Malnik
Leon MalnikAdvisorCheck Check Mark
MALNIK WEALTH MANAGEMENT, LLC
IAR
Clarksville, MD
Anna Marie Logan
Anna LoganAdvisorCheck Check Mark
EDWARD JONES
PR
ST. LOUIS, MO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.