Jeffrey Philip Heller
Professional Summary
Jeffrey Philip Heller, who also goes by Jeff Heller, Jeffrey Heller, is a registered financial advisor currently at CTL SECURITIES LLC located in New York, New York and STUYVESANT SQUARE ADVISORS, INC. located in Darien, Connecticut. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 49 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeff Heller, Jeffrey Heller
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
GREAT AMERICAN INVESTORS, INC.
Contact Information
Main Address
6025 Metcalf Lane, Overland Park, KS 66202Mailing Address
6025 Metcalf Lane, Overland Park, KS 66202Phone Number
(913) 384-1800Established
Kansas since 04/05/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Philip Heller's CRS (Customer Relationship Summary).
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