Andrew T. Katzenberger

KATZ CAPITAL ADVISORS

CALDWELL, ID 83605

CRD#: 7885876

Professional summary

Andrew Thomas Katzenberger, who also goes by Andrew Katzenberger, is a registered financial advisor currently at KATZ CAPITAL ADVISORS located in Caldwell, Idaho.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Andrew has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Katzenberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.AJS Inc. DBA: Analytics Computers, Not Investment-related, 1 N Broadway A200, Denver, CO, USA, 80203, 33% Owner, Start Date: 08/01/2023, 1 hour per month, Owner, Duties: passive owner duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Katzenberger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

KATZ CAPITAL ADVISORS

Office #1: 217 W Beech St, Caldwell, ID 83605

RIA

CRD#: 334834

CALDWELL, ID

Past

October 31, 2024 - February 3, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

BOISE, ID

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/7/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/31/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/17/2024

Securities Industry Essentials Examination

Current Firm

KATZ CAPITAL ADVISORS

KATZ CAPITAL ADVISORS | KATZ CAPITAL ADVISORS LLC

CRD#: 334834 / SEC#:

Idaho

Registered Investment Advisory firm - (2/28/2025 Approved)

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Contact information

Main Address

217 W Beech St, Caldwell, ID 83605

Mailing Address

Phone number

(208) 850-5289

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew T. Katzenberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Katzenberger's CRS (Customer Relationship Summary).

Certified licenses

Experience

KATZ CAPITAL ADVISORS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2025

Series 63

Date: 11/7/2024

Series 7TO

Date: 10/31/2024

SIE

Date: 9/17/2024

Current Firm

KATZ CAPITAL ADVISORS

Contact information

Documents

Red Flags

Company Information

KATZ CAPITAL ADVISORS

TRUST BUT VERIFY

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