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Kristin Elizabeth Stelljes

OPOC BROKER-DEALER
WORTHINGTON, OH
·CRD# 5080178·17 years experience

Professional Summary

Kristin Elizabeth Stelljes, who also goes by Kristin E Stelljes, Kristin Elizabeth Stelljes, Kristin E Swiderski, is a registered financial advisor currently at OPOC BROKER-DEALER, LLC located in Worthington, Ohio. Kristin is registered as a RR (Registered Representative) and started their career in finance in 2009. Kristin has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kristin E Stelljes, Kristin Elizabeth Stelljes, Kristin E Swiderski

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

OPOC BROKER-DEALER, LLC·CRD# 298311
BD
300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085
January 12, 2026 - Present
ARCHER DISTRIBUTORS, LLC·CRD# 158961
BD
Laurel, MD
April 4, 2014 - September 25, 2024
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
December 7, 2012 - May 29, 2013
FBR INVESTMENT SERVICES, INC.·CRD# 43442
BD
Arlington, VA
March 18, 2009 - November 7, 2012

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Current Firm

OB
OPOC BROKER-DEALER, LLC

DIGITAL CAPITAL MARKETS LLC | OPOC BROKER-DEALER, LLC

CRD#: 298311 / SEC#: 8-70183
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085

Mailing Address

300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085

Phone Number

(614) 431-4331

Established

Maryland since 07/02/2018

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OPOC.US RETIREMENT SERVICES, LLCDIRECT OWNER—
CHIN, SOTHARACEO2063804
HELLER, JEFFREY PHILIPFINOP3139370
STELLJES, KRISTIN ECCO5080178

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(3/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2009About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Mar 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kristin Elizabeth Stelljes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KS
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