Sothara Chin
Professional Summary
Sothara Chin, who also goes by Soth Chin, is a registered financial advisor currently at LIQUIFI LLC located in Lee's Summit, Missouri and OPOC BROKER-DEALER, LLC located in Worthington, Ohio. Sothara is registered as a RR (Registered Representative) and started their career in finance in 1990. Sothara has worked at 14 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 31, Series 7, Series 6, Series 14, Series 24 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Soth Chin
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
DIGITAL CAPITAL MARKETS LLC | OPOC BROKER-DEALER, LLC
Contact Information
Main Address
300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085Mailing Address
300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085Phone Number
(614) 431-4331Established
Maryland since 07/02/2018Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/15/2026)
(6/30/2026)
(2/25/2026)
(5/14/2026)
(1/23/2026)
(1/26/2026)
(5/6/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1990About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 1990About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sothara Chin's CRS (Customer Relationship Summary).
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