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Kerry John Prazak
AdvisorCheck Check Mark

Kerry J. Prazak

CRD#: 4746633
Kerry John Prazak
AdvisorCheck Check Mark
Kerry John Prazak

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kerry John Prazak, CFP® was a registered financial professional .

Kerry is a previously registered financial professional and started their career in finance in 2004. Kerry had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.

At a Glance

Min. Asset: $500K–$1M
50–100 clients
Serves: Pre-Retirees
Serves: Retirees

Services Offered

Retirement Planning
Investment Management
Tax Planning
Estate & Legacy Planning
Financial Planning

Specializations

Portfolio Optimization
Roth Conversions

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Education

Columbia College

B.A. - Business Administration

Experience

Past

July 24, 2023 - July 7, 2026

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA
CRD#: 116407
SOUTHLAKE, TX
Past

May 14, 2019 - August 10, 2023

THE MATHER GROUP, LLC

RIA
CRD#: 156005
Dallas, TX
Past

April 17, 2015 - May 20, 2019

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
SUGAR LAND, TX
Past

June 20, 2014 - June 4, 2015

EAST LAKE FINANCIAL

RIA
CRD#: 171318
KELLER, TX
Past

January 5, 2007 - May 7, 2014

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WESTLAKE, TX
Past

September 13, 2005 - May 6, 2014

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

March 9, 2004 - August 29, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA
Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/24/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/11/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/8/2004
General Securities Representative Examination

Current Firm

WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA
Registered Investment Advisory firm - (12/21/2001 Approved)
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Contact information

Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
Phone number
(763) 417-1700
Established
Firm type
Fiscal year end
# of Employees
1,230

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (11/13/2025)
WEAS ADV PART 2A (11/13/2025)

Regulatory assets under management

Total Number of Accounts186,400
AUM (Assets Under Management)$ 94,632,028,506

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/20/2024
Cover Page
Report
03/05/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

VP Financial AdvisorCRD#: 116407

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