Thomas Tesauro
Professional Summary
Thomas Tesauro, who also goes by Thomas John Tesauro, is a registered financial advisor currently at NATIONAL FINANCIAL SERVICES LLC located in New York City, New York and FIDELITY BROKERAGE SERVICES LLC located in New York City, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas John Tesauro
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
FIDELITY PRIME FINANCING | FIDELITY PRIME FINANCING, LLC
Contact Information
Main Address
155 Seaport Boulevard, Boston, MA 02210Mailing Address
245 Summer Street Mail Zone: V1b, Boston, MA 02210Phone Number
(617) 563-0844Established
Delaware since 10/02/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | OWNER | — |
| CREEDON, ADAM | CHIEF COMPLIANCE OFFICER | 5417517 |
| CULLEN, KEVIN P | PRESIDENT; ELECTED MANAGER | 5173096 |
| HUNT, JON PETER | DIRECTOR | 2270130 |
| MARCHUK, ANTON V | ELECTED MANAGER | 4002432 |
| REMMES, GREGORY JOHN | PRINCIPAL OPERATIONS OFFICER, ELECTED MANAGER | 2169049 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| RYAN, KRISTA | C.L.O.; SECRETARY | — |
| TESAURO, THOMAS JOHN | C.E.O., ELECTED MANAGER | 1862532 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Tesauro's CRS (Customer Relationship Summary).
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