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JH

Jon Hunt

NATIONAL FINANCIAL SERVICES
JERSEY CITY, NJ
·CRD# 2270130·34 years experience

Professional Summary

Jon Hunt, who also goes by Jon Peter Hunt, Jonathan Peter Hunt, is a registered financial advisor currently at NATIONAL FINANCIAL SERVICES LLC located in Jersey City, New Jersey and FIDELITY PRIME FINANCING located in Westfield, New Jersey. Jon is registered as a RR (Registered Representative) and started their career in finance in 1992. Jon has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon Peter Hunt, Jonathan Peter Hunt

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
499 Washington Blvd, Jersey City, NJ 07310
September 8, 2008 - Present
FIDELITY PRIME FINANCING·CRD# 299736
BD
Westfield, NJ
July 14, 2021 - Present
DIGITAL BROKERAGE SERVICES LLC·CRD# 308213
BD
499 Washington Blvd, Jersey City, NJ 07310
January 23, 2025 - Present
GREEN PIER FINTECH LLC·CRD# 313305
BD
Westfield, NJ
May 16, 2025 - Present
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
499 Washington Blvd, Jersey City, NJ 07310
May 16, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
499 Washington Blvd, Jersey City, NJ 07310
May 16, 2025 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
March 25, 1998 - June 25, 2008
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
January 24, 1994 - January 27, 1998
PRUDENTIAL RETIREMENT SERVICES, INC.·CRD# 25058
BD
Newark, NJ
September 24, 1992 - December 15, 1993

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Current Firm

FB
FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone Number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER—
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
KRUGMAN, JOSHUA DHEAD OF BROKERAGE PRODUCT & OFFERINGS4461267
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL—

Disclosures

Regulatory Event

24

Arbitration

129

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2011About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 2003About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Jon Hunt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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