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Anton V Marchuk

NATIONAL FINANCIAL SERVICES
JERSEY CITY, NJ
·CRD# 4002432·19 years experience

Professional Summary

Anton V Marchuk, who also goes by Anton Marchuk, is a registered financial advisor currently at NATIONAL FINANCIAL SERVICES LLC located in Jersey City, New Jersey and FIDELITY PRIME FINANCING located in Boston, Massachusetts. Anton is registered as a RR (Registered Representative) and started their career in finance in 2007. Anton has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anton Marchuk

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
499 Washington Blvd, Jersey City, NJ 07310
April 28, 2008 - Present
FIDELITY PRIME FINANCING·CRD# 299736
BD
245 Summer St, Boston, MA 02210
July 23, 2019 - Present
GREEN PIER FINTECH LLC·CRD# 313305
BD
245 Summer Street V3a, Boston, MA 02210
April 10, 2024 - Present
DIGITAL BROKERAGE SERVICES LLC·CRD# 308213
BD
499 Washington Blvd, Jersey City, NJ 07310
April 10, 2024 - Present
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
499 Washington Blvd, Jersey City, NJ 07310
April 10, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
499 Washington Blvd, Jersey City, NJ 07310
April 10, 2024 - Present
J.P. MORGAN CLEARING CORP.·CRD# 28432
BD
New York, NY
July 17, 2007 - April 9, 2008
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 17, 2007 - April 9, 2008

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Current Firm

FB
FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone Number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER—
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
KRUGMAN, JOSHUA DHEAD OF BROKERAGE PRODUCT & OFFERINGS4461267
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL—

Disclosures

Regulatory Event

24

Arbitration

129

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2007About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2014About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2014About the Series 27 exam
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anton V Marchuk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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