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Gregory J Remmes

NATIONAL FINANCIAL SERVICES
BOSTON, MA
·CRD# 2169049·35 years experience

Professional Summary

Gregory J Remmes, who also goes by Greg Remmes, Gregory John Remmes, Gregory Remmes, is a registered financial advisor currently at NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1991. Gregory has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Remmes, Gregory John Remmes, Gregory Remmes

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
155 Seaport Blvd., Boston, MA 02210
June 7, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
155 Seaport Blvd., Boston, MA 02210
April 19, 2012 - Present
FIDELITY PRIME FINANCING·CRD# 299736
BD
155 Seaport Blvd., Boston, MA 02210
July 23, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
August 5, 1993 - June 8, 2006
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
April 23, 1992 - September 9, 1992
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Edison, NJ
August 22, 1991 - April 20, 1992

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Current Firm

FP
FIDELITY PRIME FINANCING

FIDELITY PRIME FINANCING | FIDELITY PRIME FINANCING, LLC

CRD#: 299736 / SEC#: 8-70261
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

155 Seaport Boulevard, Boston, MA 02210

Mailing Address

245 Summer Street Mail Zone: V1b, Boston, MA 02210

Phone Number

(617) 563-0844

Established

Delaware since 10/02/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.OWNER—
CREEDON, ADAMCHIEF COMPLIANCE OFFICER5417517
CULLEN, KEVIN PPRESIDENT; ELECTED MANAGER5173096
HUNT, JON PETERDIRECTOR2270130
MARCHUK, ANTON VELECTED MANAGER4002432
REMMES, GREGORY JOHNPRINCIPAL OPERATIONS OFFICER, ELECTED MANAGER2169049
RHODES, NOAH BUTLERCHIEF FINANCIAL OFFICER6546392
RYAN, KRISTAC.L.O.; SECRETARY—
TESAURO, THOMAS JOHNC.E.O., ELECTED MANAGER1862532

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/7/2006)
RR
Alaska
(6/7/2006)
RR
Arizona
(6/7/2006)
RR
Arkansas
(6/7/2006)
RR
California
(6/7/2006)
RR
Colorado
(6/7/2006)
RR
Connecticut
(6/7/2006)
RR
Delaware
(6/7/2006)
RR
District of Columbia
(6/7/2006)
RR
Florida
(6/7/2006)
RR
Georgia
(6/7/2006)
RR
Hawaii
(6/8/2006)
RR
Idaho
(6/7/2006)
RR
Illinois
(6/7/2006)
RR
Indiana
(6/7/2006)
RR
Iowa
(6/7/2006)
RR
Kansas
(6/7/2006)
RR
Kentucky
(6/7/2006)
RR
Louisiana
(6/8/2006)
RR
Maine
(6/7/2006)
RR
Maryland
(6/7/2006)
RR
Massachusetts
(6/8/2006)
RR
Michigan
(6/7/2006)
RR
Minnesota
(6/7/2006)
RR
Mississippi
(6/7/2006)
RR
Missouri
(6/7/2006)
RR
Montana
(6/7/2006)
RR
Nebraska
(6/8/2006)
RR
Nevada
(6/8/2006)
RR
New Hampshire
(6/7/2006)
RR
New Jersey
(6/7/2006)
RR
New Mexico
(6/8/2006)
RR
New York
(6/7/2006)
RR
North Carolina
(6/8/2006)
RR
North Dakota
(6/7/2006)
RR
Ohio
(6/8/2006)
RR
Oklahoma
(6/7/2006)
RR
Oregon
(6/8/2006)
RR
Pennsylvania
(6/8/2006)
RR
Puerto Rico
(6/7/2006)
RR
Rhode Island
(6/7/2006)
RR
South Carolina
(6/7/2006)
RR
South Dakota
(6/7/2006)
RR
Tennessee
(6/7/2006)
RR
Texas
(6/7/2006)
RR
Utah
(6/8/2006)
RR
Vermont
(6/8/2006)
RR
Virgin Islands
(4/19/2012)
RR
Virginia
(6/8/2006)
RR
Washington
(6/7/2006)
RR
West Virginia
(6/8/2006)
RR
Wisconsin
(6/7/2006)
RR
Wyoming
(6/7/2006)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1991About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2001

Series 7 — General Securities Representative Examination

Passed Apr 1992About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1991About the Series 6 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2025About the Series 27 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Oct 1996

Series 24 — General Securities Principal Examination

Passed Oct 1996About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1996About the Series 4 exam
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CRS (Client Relationship Summary) - BD

Click below to view Gregory J Remmes's CRS (Customer Relationship Summary).

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