Scott L. Halverson
Professional summary
Scott Lowell Halverson is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in Tampa, Florida.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Lowell Halverson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2019 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 4950 Northdale Blvd Suite 105, Tampa, FL 33624April 12, 2017 - January 2, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
October 8, 2012 - January 2, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
February 28, 2007 - December 10, 2012
GRACE FINANCIAL GROUP LLC
February 13, 2006 - February 7, 2007
E*TRADE SECURITIES LLC
July 28, 1992 - May 8, 2006
BROWNCO, LLC
February 19, 1992 - July 8, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 8, 1991 - January 28, 1992
SCHNEIDER SECURITIES, INC.
June 22, 1987 - April 23, 1988
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2019)
(7/26/2019)
(7/26/2019)
(3/2/2020)
(3/2/2020)
(7/26/2019)
(7/26/2019)
(3/2/2020)
(8/19/2019)
(3/2/2020)
(3/2/2020)
Exams
Series 55
Date: 7/8/2011
Limited Representative-Equity Trader ExamSeries 8
Date: 10/2/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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Company Information
MURIEL SIEBERT & CO., LLC
CRD#: 5376Tampa, FL 33624TRUST BUT VERIFY
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