GD
Gustavo A. Delgado Alicea
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Brandon, FL 33510
CRD#: 2221493
GD
Professional summary
Gustavo Anthony Delgado Alicea, who also goes by Anthony Delgado, Gustavo A Delgado Alicea, Gustavo Delgado, Tony Delgado, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Brandon, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Brandon, Florida.
Gustavo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gustavo has worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Delgado | Gustavo A Delgado Alicea | Gustavo Delgado | Tony Delgado
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 06/18/20 2) UNIVERSAL FINANCIAL CONSULTANTS, 2963 GULF-TO-BAY BLVD STE 330, CLEARWATER, FL, INSURANCE AGENT/SALES, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/01/10, INV REL, 4/WK- 1/TRADING 3) SELLERS FINANCIAL SERVICES, INC. 138 N MOONE AVE, STE B, BRANDON FL, OWNER/PRESIDENT, DBA USED TO PROVIDE SERVICE, 01/01/06, INV REL, 160/HR MO- 160/HR MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Gustavo Anthony Delgado Alicea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 138 N Moon Ave. Ste. B, Brandon, FL 33510RIA
CRD#: 134139
Brandon, FL
Current
June 5, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 138 N Moon Ave. Ste. B, Brandon, FL 33510BD
CRD#: 39543
Brandon, FL
Past
September 20, 2019 - June 5, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BRANDON, FL
Past
January 26, 2018 - June 5, 2020
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
Brandon, FL
Past
October 26, 2015 - June 5, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Brandon, FL
Past
September 8, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BRANDON, FL
Past
January 12, 2009 - December 31, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
BRANDON, FL
Past
December 16, 2008 - October 2, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
BRANDON, FL
Past
February 24, 2005 - December 12, 2008
JESUP & LAMONT ADVISORS
RIA
CRD#: 108006
BRANDON, FL
Past
February 2, 2005 - December 12, 2008
EMPIRE FINANCIAL GROUP, INC.
BD
CRD#: 28759
BRANDON, FL
Past
May 21, 2002 - February 3, 2005
LPL FINANCIAL LLC
RIA
CRD#: 6413
BRANDON, FL
Past
April 11, 2002 - February 3, 2005
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 23, 1996 - April 12, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/23/2024)
RR
Florida(6/5/2020)
IAR
Florida(6/18/2020)
RR
Georgia(9/23/2024)
RR
Iowa(9/23/2024)
RR
Maine(9/23/2024)
RR
Massachusetts(9/23/2024)
RR
Nebraska(9/23/2024)
RR
New York(9/23/2024)
RR
North Carolina(9/23/2024)
RR
Ohio(9/23/2024)
RR
Oregon(9/23/2024)
RR
Pennsylvania(9/23/2024)
RR
South Carolina(9/23/2024)
RR
Tennessee(9/23/2024)
RR
Texas(9/23/2024)
IAR
Texas(9/24/2024)
RR
Virginia(9/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Brandon, FL 33510TRUST BUT VERIFY
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Contact information
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