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CRD#: 130955

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for MT RUSHMORE SECURITIES LLC Comes From

Understanding the Statistics for MT RUSHMORE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
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HNWI
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Breakdown of Assets Under Management
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MISC
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Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Established
Delaware since 12/02/2003
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MORNING HAWK LLCSHAREHOLDER
THE MT. RUSHMORE INVESTMENT CORPORATIONSHAREHOLDER
HELLER, JEFFREY PHILIPFINOP3139370
SPITZ, GARY MITCHELLPRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER1828144

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Advisor's working at MT RUSHMORE SECURITIES LLC

Phillip Bruce Smith III
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Phillip Bruce Smith III

Phillip Smith
IAR
RR
CRD#: 6769937
AIF®: Accredited Investment FiduciaryCLU®: Chartered Life Underwriter
Location:
Eugene, OR
Company:
CETERA INVESTMENT ADVISERS LLC
Disclosures:
Experience:
8 years
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Paul Elliott Bullock
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Paul Elliott Bullock

IAR
RR
CRD#: 1966948
Location:
Bloomington, IN 47408
Company:
WELLINGTON INVESTMENT ADVISORS
Disclosures:
Experience:
36 years
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RK
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Raymond Benjamin Knezek II

Raymond B Knezek Ii, Raymond Benajamin Knezek Ii, Raymond Benjamin Knezek
IAR
CRD#: 6966715
Location:
Houston, TX 77043
Company:
SEQUENT PLANNING, LLC
Disclosures:
Experience:
7 years
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