Jeffrey P. Heller
Professional summary
Jeffrey Philip Heller, who also goes by Jeff Heller, Jeffrey Heller, is a registered financial professional currently at BLUE SAND SECURITIES LLC located in Kensignton, Maryland and CTL SECURITIES LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 49 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Philip Heller's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2007 - Present
BLUE SAND SECURITIES LLC
Office #1: 4034 Glenridge Street, Kensignton, MD 20895August 14, 2008 - Present
CTL SECURITIES LLC
Office #1: 521 Fifth Ave 17th Floor, New York, NY 10175-1799June 9, 2009 - Present
STUYVESANT SQUARE ADVISORS, INC.
Office #1: 30 Old Kings Highway South Suite 228, Darien, CT 06820August 15, 2011 - Present
EP SECURITIES, LLC
Office #1: 275 Madison Ave Suite 1901, New York, NY 10016February 24, 2015 - Present
NUVAMA FINANCIAL SERVICES INC.
Office #1: 450 Lexington Ave Suite 4-216, New York, NY 10017July 17, 2019 - Present
DIGITAL CAPITAL MARKETS LLC
Office #1: 10211 Fleming Avenue, Bethesda, MD 20814June 25, 2021 - Present
FOCUS STRATEGIES MERCHANT BANKING, LLC
Office #1: 7600 N Capital Of Texas Highway Building B, Suite 345, Austin, TX 78731November 1, 2022 - Present
PH PARTNERS, LLC
Office #1: 515 Congress Avenue Suite 1515, Austin, TX 78701December 7, 2022 - Present
GREAT AMERICAN INVESTORS, INC.
Office #1: 6025 Metcalf Lane, Overland Park, KS 66202February 1, 2022 - February 22, 2022
PROVENANCE CAPITAL SERVICES LLC
October 7, 2021 - March 31, 2023
REGULUS FINANCIAL GROUP, LLC
January 23, 2018 - August 18, 2018
CPIBD LLC
September 18, 2017 - January 18, 2023
A5 SECURITIES LLC
December 14, 2016 - August 16, 2017
SIGMA AMERICAS SECURITIES LLC
October 8, 2014 - October 2, 2025
DELPHOS MMJ L.P.
September 10, 2014 - December 31, 2014
OTCEX, LLC
August 15, 2014 - September 19, 2014
PT SECURITIES, LLC
April 17, 2014 - January 3, 2018
OXFORD CAPITAL, LLC
April 30, 2013 - July 3, 2014
IIFL CAPITAL INC.
March 25, 2013 - April 2, 2020
NEW RYE SECURITIES, LLC
February 27, 2013 - April 1, 2013
INX SECURITIES, LLC
January 2, 2013 - July 14, 2014
DELPHOS MMJ L.P.
August 17, 2012 - July 28, 2018
ELARA SECURITIES, INC.
June 29, 2012 - December 31, 2012
SMITH ASSET MANAGEMENT, INC.
January 3, 2012 - February 3, 2014
MYD MARKET, INC
March 14, 2011 - January 2, 2014
GLOBAL ARENA CAPITAL CORP
June 8, 2010 - December 3, 2012
NIGHTHAWK PARTNERS INC.
December 2, 2009 - July 20, 2010
TIGER SECURITIES, LLC
October 2, 2009 - April 16, 2020
ROSSOFF & CO. LLC
September 3, 2009 - November 22, 2019
HT CAPITAL SECURITIES, LLC
May 19, 2008 - July 24, 2008
ALPHASOURCE CAPITAL SECURITIES LLC
February 5, 2007 - April 17, 2007
NORTH POINT MERGERS AND ACQUISITIONS, INC.
November 3, 2006 - April 8, 2008
CBA SECURITIES LLC
September 5, 2006 - September 10, 2007
MCAP LLC
June 30, 2006 - April 26, 2007
EMERALD INVESTMENTS, INC.
May 23, 2006 - December 15, 2020
TRESTLE POINT, LLC
May 16, 2006 - January 30, 2012
CERT DIRECT SECURITIES INC.
December 13, 2005 - April 1, 2008
DELPHOS MMJ L.P.
August 25, 2005 - September 19, 2011
CRESTA CAPITAL STRATEGIES, LLC
June 10, 2005 - July 23, 2018
OCEANUS SECURITIES, LLC
May 24, 2005 - January 2, 2008
SINCLAIR & COMPANY, LLC
August 12, 2004 - January 2, 2013
MT RUSHMORE SECURITIES LLC
February 19, 2004 - April 3, 2006
LEMPERT BROTHERS INTERNATIONAL USA, INC.
January 23, 2003 - July 9, 2003
LEEB BROKERAGE SERVICES, INC.
November 4, 2002 - February 25, 2004
SARATOGA CAPITAL MARKETS
April 2, 2002 - December 18, 2002
FINE EQUITIES, INC.
August 2, 2000 - December 12, 2001
LIGHTHOUSE FINANCIAL GROUP, LLC
July 6, 2000 - January 20, 2009
CROSS BORDER PRIVATE CAPITAL, L.L.C.
November 22, 1999 - July 20, 2001
KUHNS BROTHERS SECURITIES CORPORATION
May 13, 1999 - August 30, 1999
GRANITE ASSOCIATES, INC
February 25, 1999 - August 23, 2002
HUDSON SLOANE & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GREAT AMERICAN INVESTORS, INC.
CRD#: 28489 / SEC#: , 8-44380
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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