GS
Gary M. Spitz
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CRD#: 1828144
GS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Mitchell Spitz was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1988. Gary had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MT. RUSHMORE MANAGEMENT LLC - NOT INVESTMENT-RELATED; 1703 PADMAVANI LN STE A, FAIRFIELD, IA; ASSISTS IN THE OPERATION OF INVESTMENT DATA BASED WEBSITES; AS PRESIDENT (SINCE 1991). ALSO MAKES REFERRALS TO ALUMNI OF UNIVERSITIES AND UNIVERSITY PROGRAMS TO HOTEL INVESTOR APPS INVESTMENTS 2.) GARY IS ALSO REGISTERED AS A SERIES 3 BROKER WITH INDEX FUTURES GROUP. CURRENTLY SPEND LESS THAN 5 HOURS A MONTH. 3.)As part of the Estate Planning Team, represent and market for the Deferred Sales Trust. 1-2 hours weekly during trading hours and 1-2 hours weekly during non-trading hours. Prospect for potential clients and explain the strategy. 4.)Stryde Savings, Consultant, Not Investment Related, offer tax savings strategies to business owners, approximately 20 hours per month during trading and non-trading hours, Start date 7/2018 5.)Norseman Group Life Settlements, Not Investment Related, introducing Norseman to sellers of policies or firms who may have potential policy sellers, approximately 3 hours per month and during trading, Start Date 2/2019 6.)Homaer International US LLC, Investment Related, 8959 Terni Ln, Boynton Beach, FL 33472, Hedge Fund research and marketing, approx 20 per month and during trading, Start date 9/2021
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 10, 2014 - February 13, 2024
D.H. HILL ADVISORS, INC.
RIA
CRD#: 116324
FAIRFIELD, IA
Past
August 27, 2014 - February 13, 2024
D.H. HILL SECURITIES, LLLP
BD
CRD#: 41528
KINGWOOD, TX
Past
February 6, 2014 - May 20, 2014
MONTICELLO INVESTMENT SERVICES, INC.
RIA
CRD#: 140851
NEOSHO, MO
Past
January 19, 2012 - May 20, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 47351
FAIRFIELD, IA
Past
August 12, 2004 - January 23, 2013
MT RUSHMORE SECURITIES LLC
BD
CRD#: 130955
FAIRFIELD, IA
Past
February 25, 1999 - September 30, 2004
CAPITAL MANAGEMENT PARTNERS, INC.
BD
CRD#: 21973
FAIRFIELD, IA
Past
January 6, 1998 - February 3, 1999
ANGLO-AMERICAN INVESTOR SERVICES CORP.
BD
CRD#: 14278
CHARLOTTESVILLE, VA
Past
January 7, 1994 - December 31, 1995
ENERIC FINANCIAL SERVICES, INC.
BD
CRD#: 11761
FAIRFIELD, IA
Past
January 2, 1991 - December 31, 1993
F.J. GARBER & CO.
BD
CRD#: 17989
Past
November 2, 1989 - December 31, 1990
REPUBLIC SECURITIES, INC.
BD
CRD#: 15043
Past
June 9, 1988 - October 4, 1989
CAPITAL MANAGEMENT PARTNERS, INC.
BD
CRD#: 21973
FAIRFIELD, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT
CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - (5/2/2019 Approved)Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)California
Registered Investment Advisory firm - (6/19/2019 Terminated)Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)New York
Registered Investment Advisory firm - (5/20/2019 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT
CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - (5/2/2019 Approved)Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)California
Registered Investment Advisory firm - (6/19/2019 Terminated)Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)New York
Registered Investment Advisory firm - (5/20/2019 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Mailing Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Phone number
(832) 644-1852
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 953 |
| AUM (Assets Under Management) | $ 196,852,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
