Paul E. Bullock

WELLINGTON INVESTMENT ADVISORS

Bloomington, IN 47408

CRD#: 1966948

Professional summary

Paul Elliott Bullock is a registered financial advisor currently at WELLINGTON INVESTMENT ADVISORS located in Bloomington, Indiana and PRIVATE CLIENT SERVICES, LLC located in Indianapolis, Indiana.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Elliott Bullock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2016 - Present

WELLINGTON INVESTMENT ADVISORS

Office #1: 121 E. 6th Street Suite 2, Bloomington, IN 47408

RIA

CRD#: 283853

Bloomington, IN

Current

September 1, 2016 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 3815 River Crossing Parkway Suite 100, Indianapolis, IN 46240Office #2: 121 E 6th Street Suite 2, Bloomington, IN 47408

RIA

CRD#: 120222

Indianapolis, IN

Past

February 26, 2009 - September 2, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BLOOMINGTON, IN

Past

February 26, 2009 - September 2, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

BLOOMINGTON, IN

Past

August 18, 2004 - February 27, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TERRE HAUTE, IN

Past

August 18, 2004 - February 27, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TERRE HAUTE, IN

Past

July 3, 2000 - August 31, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

TERRE HAUTE, IN

Past

January 4, 1999 - August 31, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

July 3, 1995 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

May 5, 1993 - July 12, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 18, 1989 - May 5, 1993

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLINGTON INVESTMENT ADVISORS

BULLOCK WEALTH MANAGEMENT GROUP INC. | WELLINGTON INVESTMENT ADVISORS

CRD#: 283853 / SEC#: 801-121578

RIA

Registered Investment Advisory firm - (6/23/2021 Approved)

Florida

Registered Investment Advisory firm - (6/25/2021 Terminated)

Indiana

Registered Investment Advisory firm - (6/29/2021 Terminated)

Michigan

Registered Investment Advisory firm - (6/25/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (6/25/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (6/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/19/2016)

Arizona
(9/1/2016)

Florida
(9/1/2016)

IAR

Indiana
(8/16/2016)

Indiana
(9/13/2016)

Massachusetts
(1/29/2018)

Michigan
(8/15/2017)

Minnesota
(5/1/2017)

Ohio
(9/16/2021)

South Carolina
(9/1/2016)

Tennessee
(1/11/2019)

IAR

Texas
(8/16/2016)

Texas
(2/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/19/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/2/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WELLINGTON INVESTMENT ADVISORS

BULLOCK WEALTH MANAGEMENT GROUP INC. | WELLINGTON INVESTMENT ADVISORS

CRD#: 283853 / SEC#: 801-121578

RIA

Registered Investment Advisory firm - (6/23/2021 Approved)

Florida

Registered Investment Advisory firm - (6/25/2021 Terminated)

Indiana

Registered Investment Advisory firm - (6/29/2021 Terminated)

Michigan

Registered Investment Advisory firm - (6/25/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (6/25/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (6/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2021 Terminated)

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Contact information

Main Address

121 E. 6th Street Suite 2, Bloomington, IN 47408

Mailing Address

Phone number

(812) 333-0874

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLINGTON INVESTMENT ADVISORS BROCHURE (3/25/2025)

WELLINGTON INVESTMENT ADVISORS WRAP BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	984
AUM (Assets Under Management)	$ 233,429,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Paul E. Bullock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Elliott Bullock's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

PRUDENTIAL EQUITY GROUP, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

WELLINGTON INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2004

Series 63

Date: 7/28/1989

SIE

Date: 10/1/2018

Series 31

Date: 6/19/2008

Series 7

Date: 7/15/1989

Series 24

Date: 10/2/1995

FINRA

Current Firm

WELLINGTON INVESTMENT ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLINGTON INVESTMENT ADVISORS

TRUST BUT VERIFY

Contact information

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