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DG

David M. Gaedele

INSTITUTIONAL BOND NETWORK
St. Louis, MO 63102
Some features on this profile are disabled
CRD#: 7872225
DG

Professional summary

David M Gaedele is a registered financial professional currently at INSTITUTIONAL BOND NETWORK, LLC located in St. Louis, Missouri.

David is registered as a RR (Registered Representative) and started their career in finance in 2024. David has worked at 1 firm and has passed the Series 66, Series 50, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David M Gaedele's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2024 - Present

INSTITUTIONAL BOND NETWORK, LLC

Office #1: 100 South 4th Street Suite 550, St. Louis, MO 63102
BD
CRD#: 187515
St. Louis, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/6/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/30/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 50
Date: 9/5/2024
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/26/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/2/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IB
INSTITUTIONAL BOND NETWORK, LLC
ARBITRAGE MANAGEMENT GROUP | INSTITUTIONAL BOND NETWORK, LLC

CRD#: 187515 / SEC#: , 8-69609

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
Mailing Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
Phone number
(805) 402-2541
Established
Delaware since 01/27/2025
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HAGGE, ERIK NICHOLASSENIOR PARTNER, MUNI PRINCIPAL3244703
DICKINSON, MARTIN JOHNOWNER1352810
NATALE, CHRISTOPHER JOHNMANAGING MEMBER & PROPRIETARY TRADER4870483
SWEENEY, PATRICK WILLIAMOWNER1350182
ACTON STROIA FAMILY TRUSTTRUST
ACTON, BRIAN LEONARDTRUSTEE FOR ACTION STROIA FAMILY TRUST8167174
CLARK, CATHERINE MARIANCHIEF COMPLIANCE OFFICER4384961
GILMAN, ROBERT CRAIGFINOP/CFO/PFO/POO1738412
KNIPPA, GARY LOUISINVESTOR8167504
MATHENY, GREGORY SCOTTINVESTOR8167208
NGUYEN, HOAN-VU TRANINVESTOR8163339
O'MARA, CHRISTOPHER ROYPROPRIETARY TRADER1657262
RUFFIER, WILLIAM EUGENEINVESTOR8167148
STROIA, SHARON MARIETRUSTEE FOR ACTION STROIA FAMILY TRUST8168236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INSTITUTIONAL BOND NETWORK, LLC

CRD#: 187515St. Louis, MO 63102

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