Erik Nicholas Hagge
Professional Summary
Erik Nicholas Hagge is a registered financial advisor currently at IBN ASSET MANAGEMENT, LLC located in Thousand Oaks, California and INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California. Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Erik has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 50, Series 7, Series 54,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
IBN ASSET MANAGEMENT, LLC
Contact Information
Main Address
463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360Phone Number
(805) 277-4738# of Employees
6SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
71AUM (Assets Under Management)
$508,170,547Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
IBN ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(6/24/2022)
(1/11/2016)
(10/30/2017)
(4/26/2017)
(2/26/2021)
(1/17/2025)
(11/12/2024)
(3/19/2024)
(1/22/2018)
(8/9/2022)
(7/14/2023)
(7/23/2018)
(1/19/2016)
(1/5/2023)
(4/16/2024)
(7/16/2021)
(12/23/2021)
(1/10/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Jun 2017About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Jan 2021About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Erik Nicholas Hagge's CRS (Customer Relationship Summary).
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