Catherine Marian Clark
Professional Summary
Catherine Marian Clark, who also goes by Cathrine Marian Bryan, is a registered financial advisor currently at INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California. Catherine is registered as a RR (Registered Representative) and started their career in finance in 2001. Catherine has worked at 2 firms and has passed the Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cathrine Marian Bryan
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Contact Information
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
ARBITRAGE MANAGEMENT GROUP | INSTITUTIONAL BOND NETWORK, LLC
Contact Information
Main Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360Mailing Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360Phone Number
(805) 402-2541Established
Delaware since 01/27/2025Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAGGE, ERIK NICHOLAS | SENIOR PARTNER, MUNI PRINCIPAL | 3244703 |
| DICKINSON, MARTIN JOHN | OWNER | 1352810 |
| NATALE, CHRISTOPHER JOHN | MANAGING MEMBER & PROPRIETARY TRADER | 4870483 |
| SWEENEY, PATRICK WILLIAM | OWNER | 1350182 |
| ACTON STROIA FAMILY TRUST | TRUST | — |
| ACTON, BRIAN LEONARD | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8167174 |
| CLARK, CATHERINE MARIAN | CHIEF COMPLIANCE OFFICER | 4384961 |
| GILMAN, ROBERT CRAIG | FINOP/CFO/PFO/POO | 1738412 |
| MATHENY, GREGORY SCOTT | INVESTOR | 8167208 |
| NGUYEN, HOAN-VU TRAN | INVESTOR | 8163339 |
| O'MARA, CHRISTOPHER ROY | PROPRIETARY TRADER | 1657262 |
| RUFFIER, WILLIAM EUGENE | INVESTOR | 8167148 |
| STROIA, SHARON MARIE | TRUSTEE FOR ACTION STROIA FAMILY TRUST | 8168236 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Oct 2024About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Catherine Marian Clark's CRS (Customer Relationship Summary).
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