Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

RG

Robert Craig Gilman

PHX FINANCIAL

NEW YORK, NY

·CRD# 1738412·17 years experience

Professional Summary

Robert Craig Gilman is a registered financial advisor currently at PHX FINANCIAL, INC. located in New York, New York and ANDBANC BROKERAGE, LLC located in Miami, Florida. Robert is registered as a RR (Registered Representative) and started their career in finance in 2009. Robert has worked at 35 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Elizabeth Katz Miller

Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller

Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller

Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller

Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Years of Experience

17 years in the financial services industry

Current & Past Employments

PHX FINANCIAL, INC.·CRD# 144403

BD

100 Wall Street 10th Floor, New York, NY 10005

January 24, 2011 - Present

ANDBANC BROKERAGE, LLC·CRD# 155979

BD

201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131

April 11, 2012 - Present

CGIS SECURITIES LLC·CRD# 155984

BD

Delray Beach, FL

January 2, 2014 - Present

ANTARCTICA ADVISORS, LLC·CRD# 168101

BD

1. 175 Sw 7th Street Suite 1711, Miami, FL 331302. 175 Sw 7th Street Suite 1711, Miami, FL 33130

February 12, 2014 - Present

EPIC CAPITAL SECURITIES·CRD# 166756

BD

1. 1951 Nw 19th Street Suite 203, Boca Raton, FL 334312. 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

August 19, 2014 - Present

ACP SECURITIES, LLC·CRD# 139049

BD

1. 1200 Brickell Avenue Suite 1700, Miami, FL 331312. 1200 Brickell Avenue Suite 1700, Miami, FL 33131

November 6, 2015 - Present

LIGHT HORSE SECURITIES, INC·CRD# 120242

BD

330 7th Ave Suite 902, New York, NY 10001

November 19, 2020 - Present

INSTITUTIONAL BOND NETWORK, LLC·CRD# 187515

BD

463 Pennsfield Pl Suite 201, Thousand Oaks, CA 91360

May 1, 2021 - Present

TUDOR SECURITIES, LLC·CRD# 287782

BD

601 Brickell Key Drive Suite 700, Miami, FL 33131

May 3, 2021 - Present

FLORIDA ATLANTIC SECURITIES CORP.·CRD# 43272

RIA

BD

9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156

July 8, 2021 - Present

PAG FINANCIAL, LLC·CRD# 307279

BD

305 Madison Avenue, Morristown, NJ 07960

April 19, 2022 - Present

BALANZ CAPITAL USA LLC·CRD# 325914

BD

2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134

October 3, 2024 - Present

INVIU CAPITAL·CRD# 338920

BD

1111 Brickell Avenue, Suite 1850, Miami, FL 33131

July 22, 2026 - Present

RETIREONE INVESTMENT SERVICES, LLC·CRD# 269923

BD

Louisville, KY

October 24, 2022 - March 31, 2026

CIBEST CAPITAL SECURITIES, LLC·CRD# 316232

BD

Delray Beach, FL

June 14, 2022 - November 7, 2025

RETIREONE INVESTMENT SERVICES, LLC·CRD# 269923

BD

Louisville, KY

April 1, 2020 - October 7, 2022

OLD SLIP CAPITAL MANAGEMENT, INC.·CRD# 7360

BD

Plano, TX

September 4, 2019 - September 11, 2019

PHOENIX IB·CRD# 132710

BD

Chadds Ford, PA

July 10, 2019 - March 10, 2020

WEILD & CO.·CRD# 132398

BD

Boulder, CO

October 2, 2018 - May 1, 2020

ALDWYCH SECURITIES LLC·CRD# 167980

BD

Stamford, CT

June 15, 2018 - December 24, 2018

CAPWEALTH INVESTMENT SERVICES, LLC·CRD# 139664

BD

Franklin, TN

January 19, 2018 - June 5, 2018

ELEVATE CAPITAL LLC·CRD# 284203

BD

Miami, FL

August 29, 2017 - March 8, 2022

SWARTWOOD, HESSE INC.·CRD# 8603

BD

New York, NY

August 4, 2017 - May 10, 2018

RIVERSTONE CAPITAL SERVICES LLC·CRD# 172056

BD

New York, NY

January 31, 2017 - February 16, 2024

HCFP/CAPITAL MARKETS LLC·CRD# 149111

BD

New York, NY

December 23, 2016 - May 10, 2018

ATLAS ONE FINANCIAL GROUP, LLC·CRD# 124057

BD

Miami, FL

July 20, 2016 - May 12, 2017

HOLISTIC BROKERAGE, LLC·CRD# 46001

BD

Miami, FL

July 31, 2014 - October 14, 2019

SOUZA BARROS SECURITIES, INC·CRD# 149032

BD

Miami, FL

May 30, 2013 - August 1, 2014

SUNDIAL GROUP, LLC·CRD# 158367

BD

Ft. Lauderdale, FL

March 20, 2012 - September 20, 2013

ITA FINANCIAL SERVICES, LLC·CRD# 38649

BD

Miami, FL

November 3, 2011 - February 5, 2013

BANIF SECURITIES INC·CRD# 38913

BD

Miami, FL

October 31, 2011 - February 13, 2015

CHARLES STREET SECURITIES, INC.·CRD# 14216

BD

London

June 2, 2011 - October 20, 2011

A.B. WATLEY DIRECT, INC.·CRD# 18663

BD

New York, NY

April 1, 2011 - May 31, 2013

GLACIER SECURITIES, LLC·CRD# 154648

BD

New York, NY

March 31, 2011 - June 21, 2013

SMITH CAPITAL MARKETS, LLC.·CRD# 121430

BD

Dallas, TX

August 31, 2010 - July 20, 2018

1ST BRIDGEHOUSE SECURITIES, LLC·CRD# 44655

BD

Miami, FL

May 4, 2009 - September 10, 2010

Similar Advisors

Elizabeth Katz Miller

Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Current Firm

IC

INVIU CAPITAL

INVIU CAPITAL | VESTLY CAPITAL

CRD#: 338920 / SEC#: 8-71461

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1111 Brickell Avenue, Suite 1850, Miami, FL 33131

Mailing Address

1111 Brickell Avenue, Suite 1850, Miami, FL 33133

Phone Number

(305) 588-4912

Established

Florida since 09/15/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VESTLY GROUP CORP.	MEMBER	—
CLANCY, IGNACIO NICANOR	EXECUTIVE OFFICER	8193720
GILMAN, ROBERT CRAIG	FINOP/POO	1738412
SCHAEFER, NOEMI CARMEN	CEO/PRESIDENT	2241064
SHAH, RAJIV	CCO/AMLCO/POO	3162156

Similar Advisors

Elizabeth Katz Miller

Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller

Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(6/22/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed May 2009About the Series 27 exam

FINRA

SRO Registrations

Similar Advisors

Elizabeth Katz Miller

Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Robert Craig Gilman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Elizabeth Katz Miller

Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

RG

Follow Robert

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required