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CO

Christopher Roy O'mara

INSTITUTIONAL BOND NETWORK
THOUSAND OAKS, CA
·CRD# 1657262·39 years experience

Professional Summary

Christopher Roy O'mara, who also goes by Christopher R Omara, Christopher Roy Omara, is a registered financial advisor currently at INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 7 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 7 and Series 52 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher R Omara, Christopher Roy Omara

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

INSTITUTIONAL BOND NETWORK, LLC·CRD# 187515
BD
463 Pennsfield Pl Suite 201, Thousand Oaks, CA 91360
February 10, 2021 - Present
PIPER SANDLER & CO.·CRD# 665
BD
New York, NY
May 5, 2014 - July 6, 2020
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
New York, NY
September 26, 1996 - April 25, 2014
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
August 20, 1996 - September 19, 1996
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
April 20, 1994 - August 29, 1996
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
May 5, 1989 - September 24, 1992
HARTFIELD, TITUS & DONNELLY, LLC·CRD# 7117
BD
Jersey City, NJ
June 12, 1987 - April 10, 1989

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Current Firm

IB
INSTITUTIONAL BOND NETWORK, LLC

ARBITRAGE MANAGEMENT GROUP | INSTITUTIONAL BOND NETWORK, LLC

CRD#: 187515 / SEC#: 8-69609
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360

Mailing Address

463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360

Phone Number

(805) 402-2541

Established

Delaware since 01/27/2025

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HAGGE, ERIK NICHOLASSENIOR PARTNER, MUNI PRINCIPAL3244703
DICKINSON, MARTIN JOHNOWNER1352810
NATALE, CHRISTOPHER JOHNMANAGING MEMBER & PROPRIETARY TRADER4870483
SWEENEY, PATRICK WILLIAMOWNER1350182
ACTON STROIA FAMILY TRUSTTRUST—
ACTON, BRIAN LEONARDTRUSTEE FOR ACTION STROIA FAMILY TRUST8167174
CLARK, CATHERINE MARIANCHIEF COMPLIANCE OFFICER4384961
GILMAN, ROBERT CRAIGFINOP/CFO/PFO/POO1738412
MATHENY, GREGORY SCOTTINVESTOR8167208
NGUYEN, HOAN-VU TRANINVESTOR8163339
O'MARA, CHRISTOPHER ROYPROPRIETARY TRADER1657262
RUFFIER, WILLIAM EUGENEINVESTOR8167148
STROIA, SHARON MARIETRUSTEE FOR ACTION STROIA FAMILY TRUST8168236

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(2/10/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1987About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jun 1987About the Series 52 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Roy O'mara's CRS (Customer Relationship Summary).

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