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Sebastian P. Vega

LARRAINVIAL SECURITIES US
LAS CONDES, SANTIAGO,
·CRD# 7567081·4 years experience

Professional Summary

Sebastian P. Vega is a registered financial advisor currently at LARRAINVIAL SECURITIES US LLC. Sebastian is registered as a RR (Registered Representative) and started their career in finance in 2023. Sebastian has worked at 1 firm and has passed the Series 99TO, Series 7TO, SIE, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

LARRAINVIAL SECURITIES US LLC·CRD# 152424
BD
El Bosque Norte 0177, Las Condes, Santiago 7550177
January 1, 2023 - Present

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Current Firm

LS
LARRAINVIAL SECURITIES US LLC

LARRAINVIAL SECURITIES US LLC

CRD#: 152424 / SEC#: 8-68452
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

El Bosque Norte 0177, Las Condes Santiago 7550100

Mailing Address

400 Madison Avenue Suite 5c, New York, NY 10017

Phone Number

562 2339-8562

Established

Delaware since 11/02/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LARRAIN VIAL SPAMANAGING MEMBER—
CHIN, PHYLLIS NYUK FAHFINOP6250921
LARRAIN, CLAUDIO PATRICIOCEO5742665
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096
VEGA, SEBASTIAN P.CO-CCO7567081

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Dec 2025About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2022About the SIE exam

Series 14 — Compliance Officer Examination

Passed Dec 2025About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Aug 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sebastian P. Vega's CRS (Customer Relationship Summary).

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