AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
LM

Louis Domenic Mattielli

LARRAINVIAL SECURITIES US
NEW YORK, NY
·CRD# 1074096·43 years experience

Professional Summary

Louis Domenic Mattielli is a registered financial advisor currently at LARRAINVIAL SECURITIES US LLC located in New York, New York and FOCUSPOINT PRIVATE CAPITAL GROUP located in New York, New York. Louis is registered as a RR (Registered Representative) and started their career in finance in 1982. Louis has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 41, Series 14, Series 24 and Series 10 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
View profile
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Years of Experience

43 years in the financial services industry

Current & Past Employments

LARRAINVIAL SECURITIES US LLC·CRD# 152424
BD
400 Madison Avenue Suite 5c, New York, NY 10017
August 6, 2010 - Present
FOCUSPOINT PRIVATE CAPITAL GROUP·CRD# 122341
BD
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
March 27, 2014 - Present
TIFIN PRIVATE MARKETS LLC·CRD# 305935
BD
Boulder, CO
July 10, 2025 - September 17, 2025
TIFIN PRIVATE MARKETS LLC·CRD# 305935
BD
Boulder, CO
May 18, 2022 - June 30, 2025
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC·CRD# 172729
BD
New York, NY
January 31, 2020 - January 4, 2021
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC·CRD# 172729
BD
New York, NY
January 31, 2018 - August 1, 2018
PINE SECURITIES USA LLC·CRD# 161289
BD
New York, NY
October 9, 2012 - January 6, 2014
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
May 1, 2002 - May 12, 2009
BURLINGTON CAPITAL MARKETS INC.·CRD# 26991
BD
New York, NY
August 24, 2001 - April 29, 2002
HERZOG, HEINE, GEDULD, LLC·CRD# 2186
BD
September 16, 1993 - February 10, 1994
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
April 30, 1991 - April 27, 1992
MABON, NUGENT & CO.·CRD# 2617
BD
May 17, 1988 - April 30, 1991
MABON, NUGENT & CO.·CRD# 2617
BD
December 21, 1982 - October 3, 1986

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Current Firm

FP
FOCUSPOINT PRIVATE CAPITAL GROUP

FOCUSPOINT PRIVATE CAPITAL GROUP | LIBERTY PACIFIC SECURITIES, LLC | G2 SECURITIES, LLC | FPCG, LLC | FORBES PRIVATE CAPITAL GROUP

CRD#: 122341 / SEC#: 8-65488
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019

Mailing Address

712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019

Phone Number

(212) 887-1137

Established

Washington since 04/16/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FPCG HOLDING SPV, LLCMEMBER—
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
CONROD, DAVID LUCASPRINCIPAL; PRESIDENT (09/2010)2400517
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(5/29/2014)
RR
Indiana
(3/21/2022)
RR
New York
(1/7/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2019About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2001About the Series 7 exam

Series 41 — NYSE Allied Member Examination

Passed Oct 1983

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Sep 2001About the Series 10 exam
FINRA
SRO Registrations

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Louis Domenic Mattielli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Paramus, NJ · CRD#
LM
Follow Louis
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required