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Phyllis Nyuk Fah Chin

CR GLOBAL MARKETS
NEW YORK, NY
·CRD# 6250921·13 years experience

Professional Summary

Phyllis Nyuk Fah Chin, who also goes by Phyllis Nyuk Fah Chan, is a registered financial advisor currently at CR GLOBAL MARKETS INC. located in New York, New York and GLOBAL FRONTERA MARKETS INC. located in New York, New York. Phyllis is registered as a RR (Registered Representative) and started their career in finance in 2013. Phyllis has worked at 22 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Phyllis Nyuk Fah Chan

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

CR GLOBAL MARKETS INC.·CRD# 166318
BD
295 Madison Avenue 18th Floor, New York, NY 10017
April 2, 2015 - Present
GLOBAL FRONTERA MARKETS INC.·CRD# 144634
BD
575 Fifth Avenue 14th Floor, New York, NY 10017
April 2, 2015 - Present
CITCO SECURITIES INC.·CRD# 153974
BD
20 Toronto Street 10th Floor, Toronto, Ontario, M5C 2B8
October 19, 2015 - Present
EAST WEST MARKETS, LLC·CRD# 146871
BD
535 Madison Avenue 8th Floor, New York, NY 10022
July 16, 2021 - Present
FOCUSPOINT PRIVATE CAPITAL GROUP·CRD# 122341
BD
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
February 1, 2022 - Present
TRANSPACIFIC GROUP LLC·CRD# 143869
BD
150 Se 2nd Avenue Suite 1401, Miami, FL 33131
April 21, 2022 - Present
ZOE SECURITIES LLC·CRD# 326979
BD
666 Third Ave 6th Floor, New York, NY 10017
April 16, 2024 - Present
LARRAINVIAL SECURITIES US LLC·CRD# 152424
BD
El Bosque Norte 0177, Las Condes, Santiago 7550177
April 2, 2025 - Present
RMB SECURITIES (USA) INC.·CRD# 314958
BD
75 Rockefeller Plaza Suite 23a, New York, NY 10019
April 25, 2025 - Present
PATIENT SQUARE CAPITAL MARKETS, LLC·CRD# 337850
BD
767 Fifth Ave, Floor 43, New York, NY 10153
February 6, 2026 - Present
CODE ADVISORS LLC·CRD# 153192
BD
San Francisco, CA
October 12, 2022 - August 10, 2023
MAYBANK SECURITIES USA INC.·CRD# 27861
BD
New York, NY
March 8, 2022 - April 28, 2023
ABSA SECURITIES U.S. INC.·CRD# 299729
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New York, NY
July 1, 2020 - July 1, 2022
RAINE SECURITIES LLC·CRD# 137873
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New York, NY
October 23, 2018 - August 6, 2025
CURRENT CAPITAL SECURITIES LLC·CRD# 288891
BD
New York, NY
May 3, 2018 - March 20, 2026
TRITOWER REAL ESTATE CAPITAL, LLC·CRD# 281740
BD
Boston, MA
February 11, 2016 - August 26, 2025
STERN CAPITAL LLC·CRD# 131226
BD
New York, NY
April 6, 2015 - September 7, 2018
MOLECULAR SECURITIES INC.·CRD# 107165
BD
New York, NY
October 15, 2014 - October 6, 2016
MTS MARKETS INTERNATIONAL, INC.·CRD# 164814
BD
New York, NY
October 3, 2014 - February 23, 2015
BONDS.COM LLC·CRD# 43875
BD
New York, NY
October 3, 2014 - September 25, 2023
SKYWORKS SECURITIES, LLC·CRD# 128985
BD
Greenwich, CT
March 19, 2014 - May 1, 2019
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
New York, NY
November 15, 2013 - April 4, 2014

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Current Firm

PS
PATIENT SQUARE CAPITAL MARKETS, LLC

PATIENT SQUARE CAPITAL MARKETS, LLC

CRD#: 337850 / SEC#: 8-71414
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

767 Fifth Ave, Floor 43, New York, NY 10153

Mailing Address

767 Fifth Ave, Floor 43, New York, NY 10153

Phone Number

(212) 836-6100

Established

Delaware since 05/19/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PATIENT SQUARE CAPITAL, LPMANAGING MEMBER312203
BUSH, SARAHCHIEF COMPLIANCE OFFICER5841363
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
CHONG, RUSSELL GORDONCHIEF EXECUTIVE OFFICER3130318

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/12/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2013About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Phyllis Nyuk Fah Chin's CRS (Customer Relationship Summary).

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