Claudio Patricio Larrain
Professional Summary
Claudio Patricio Larrain is a registered financial advisor currently at LARRAINVIAL SECURITIES US LLC. Claudio is registered as a RR (Registered Representative) and started their career in finance in 2010. Claudio has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
LARRAINVIAL SECURITIES US LLC
Contact Information
Main Address
El Bosque Norte 0177, Las Condes Santiago 7550100Mailing Address
400 Madison Avenue Suite 5c, New York, NY 10017Phone Number
562 2339-8562Established
Delaware since 11/02/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/10/2022)
(2/24/2022)
(2/24/2022)
(4/11/2022)
(12/13/2019)
(12/4/2019)
(2/17/2022)
(6/21/2022)
(2/9/2022)
(2/15/2017)
(2/16/2022)
(3/7/2022)
(1/19/2022)
(5/23/2022)
(3/21/2022)
(1/18/2022)
(2/4/2022)
(1/19/2022)
(2/7/2022)
(2/28/2022)
(2/2/2022)
(5/6/2022)
(4/6/2022)
(4/18/2022)
(1/13/2022)
(3/23/2022)
(2/8/2022)
(2/7/2022)
(1/28/2022)
(4/15/2022)
(2/17/2022)
(4/8/2022)
(4/22/2015)
(1/21/2022)
(2/3/2022)
(2/2/2022)
(1/13/2022)
(2/8/2022)
(1/13/2022)
(2/22/2022)
(1/18/2022)
(2/3/2022)
(1/18/2022)
(6/12/2025)
(1/16/2022)
(1/13/2022)
(3/22/2022)
(2/2/2022)
(2/16/2022)
(3/1/2022)
(2/16/2022)
(2/9/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Claudio Patricio Larrain's CRS (Customer Relationship Summary).
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