Julian R. Deoliveira
Professional summary
Julian Rogal Deoliveira, who also goes by Julian Deoliveira, is a registered financial professional currently at BA SECURITIES, LLC located in Wayne, Pennsylvania.
Julian is registered as a RR (Registered Representative) and started their career in finance in 2022. Julian has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julian Rogal Deoliveira's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2025 - Present
BA SECURITIES, LLC
Office #1: 656 E. Swedesford Road, Suite 310, Wayne, PA 19087February 18, 2022 - January 2, 2025
LINCOLN INTERNATIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2025)
(6/6/2025)
Exams
Series 79TO
Date: 2/18/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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