Peter F. Gaertner
ROFFMAN MILLER ASSOCIATES | Investment Manager
Philadelphia, PA 19103
CRD#: 5715758
Professional summary
Peter F Gaertner, CFP®, who also goes by Peter Friedrich Gaertner, Peter Gaertner, is a registered financial advisor currently at ROFFMAN MILLER ASSOCIATES INC located in Philadelphia, Pennsylvania.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Peter has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
Peter joined Roffman Miller Associates in 2024 and brings with him over a decade of hands-on experience and expertise in the financial planning field.
A native of Berlin, Germany, Peter graduated summa cum laude from Delaware State University with both a BS in Management (Finance) in 2007 and an MBA in 2008. He has since held a variety of roles on the investments and planning side within JPMorgan Private Bank and as a Financial Planner at an independent RIA in Delaware.
Peter became a Certified Financial Planner (CFP®) practitioner in 2013 and has since added the Retirement Income Certified Professional (RICP®) and Certified Divorce Financial Analyst (CDFA®) designations to better help his clients during life’s major transitions. He is a member of the Financial Planning Association Philadelphia Chapter and has served as board member and past president of the Society for Financial Services Professionals in Delaware since 2015.
Question & Answer
What are your service offerings?
Financial Planning,
Investment Management,
Tax Planning,
Retirement Planning,
Estate Planning
Do you have an area of expertise or specialization?
Cash Flow Analysis,
Customized Portfolios,
Divorce Planning,
Investment Management,
Retirement Planning
What is your minimum asset requirement?
1M
How do you get paid?
Fee-Only,
% of AUM
Are you a "fiduciary"?
Yes
Aliases
Peter Friedrich Gaertner | Peter Gaertner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Insurance Agent - 1/2 Hrs Month
CRS (Client Relationship Summary) - RIA
Click below to view Peter F Gaertner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
February 7, 2024 - Present
ROFFMAN MILLER ASSOCIATES INC
Office #1: 1835 Market Street Suite 500, Philadelphia, PA 19103RIA
CRD#: 106019
Philadelphia, PA
Past
January 4, 2024 - January 25, 2024
BRYN MAWR TRUST ADVISORS, LLC
RIA
CRD#: 285359
Rehobeth, DE
Past
February 9, 2018 - October 4, 2023
AFFINITY WEALTH MANAGEMENT LLC
RIA
CRD#: 290735
WILMINGTON, DE
Past
November 30, 2017 - December 31, 2019
MERCAP SECURITIES, LLC
BD
CRD#: 156607
ATLANTA, GA
Past
October 9, 2013 - November 30, 2017
REALTA EQUITIES, INC.
BD
CRD#: 23769
WILMINGTON, DE
Past
September 27, 2013 - February 9, 2018
AFFINITY WEALTH MANAGEMENT LLC
RIA
CRD#: 105840
WILMINGTON, DE
Past
October 15, 2009 - September 18, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RM
ROFFMAN MILLER ASSOCIATES INC
ROFFMAN MILLER ASSOCIATES INC | ROFFMAN MILLLER ASSOCIATES INC
CRD#: 106019 / SEC#: 801-38491
RIA
Registered Investment Advisory firm - (3/22/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(2/7/2024)
IAR
Pennsylvania(2/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RM
ROFFMAN MILLER ASSOCIATES INC
ROFFMAN MILLER ASSOCIATES INC | ROFFMAN MILLLER ASSOCIATES INC
CRD#: 106019 / SEC#: 801-38491
RIA
Registered Investment Advisory firm - (3/22/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1835 Market Street Suite 500, Philadelphia, PA 19103
Mailing Address
Phone number
(215) 981-1030
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,563 |
| AUM (Assets Under Management) | $ 2,895,159,684 |
Red Flags
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Company Information
ROFFMAN MILLER ASSOCIATES INC
Investment ManagerCRD#: 106019Philadelphia, PA 19103TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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