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John Joseph Chuff

BA SECURITIES
W. CONSHOHOCKEN, PA
·CRD# 1205736·43 years experience

Professional Summary

John Joseph Chuff is a registered financial advisor currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania. John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 15, Series 7, Series 14, Series 9, Series 10 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

BA SECURITIES, LLC·CRD# 153489
BD
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
January 17, 2011 - Present
BOENNING & SCATTERGOOD, INC.·CRD# 100
RIA
New York, NY
June 30, 2008 - March 31, 2010
BOENNING & SCATTERGOOD, INC.·CRD# 100
BD
New York, NY
June 26, 2006 - March 31, 2010
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
January 4, 1993 - December 20, 2005
BOENNING & SCATTERGOOD, INC.·CRD# 100
BD
West Conshohocken, PA
October 2, 1991 - January 1, 1993
W.H. NEWBOLD'S SON & CO., INC.·CRD# 7575
BD
May 1, 1989 - October 4, 1991
HOPPER SOLIDAY & CO., INC.·CRD# 409
BD
January 12, 1984 - May 1, 1989

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Current Firm

BS
BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: 8-68545
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone Number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BA HOLDCO, LLCOWNER—
BOLDEN, MICHAEL LABRADORCHIEF COMPLIANCE OFFICER6411755
CHUFF, JOHN JOSEPHPRINCIPAL1205736
HATLING, PEDER ALANPRINCIPAL5240595
JUILIANO, COLLEEN JANEFINOP4818898
KELLER-YOUNG, SUZANNEOPERATIONS MANAGER5495492
PICKENS, DANIEL NEHILPRINCIPAL1042225
WENTZLER, DENNIS RAYMONDPRESIDENT & AML OFFICER4221461

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/26/2017)
RR
Alaska
(1/26/2017)
RR
Arizona
(1/26/2017)
RR
Arkansas
(2/6/2012)
RR
California
(1/26/2017)
RR
Colorado
(1/26/2017)
RR
Connecticut
(1/26/2017)
RR
Delaware
(1/26/2017)
RR
District of Columbia
(9/29/2017)
RR
Florida
(4/8/2015)
RR
Georgia
(1/26/2017)
RR
Hawaii
(1/26/2017)
RR
Idaho
(9/29/2017)
RR
Illinois
(8/8/2011)
RR
Indiana
(1/23/2012)
RR
Iowa
(1/26/2017)
RR
Kansas
(1/26/2017)
RR
Kentucky
(1/26/2017)
RR
Louisiana
(1/26/2017)
RR
Maine
(1/26/2017)
RR
Maryland
(1/26/2017)
RR
Massachusetts
(1/26/2017)
RR
Michigan
(1/26/2017)
RR
Minnesota
(1/26/2017)
RR
Mississippi
(1/26/2017)
RR
Missouri
(1/26/2017)
RR
Montana
(1/26/2017)
RR
Nebraska
(1/26/2017)
RR
Nevada
(1/26/2017)
RR
New Hampshire
(6/5/2012)
RR
New Jersey
(1/26/2017)
RR
New Mexico
(1/26/2017)
RR
New York
(1/26/2017)
RR
North Carolina
(1/26/2017)
RR
North Dakota
(1/26/2017)
RR
Ohio
(1/26/2017)
RR
Oklahoma
(1/26/2017)
RR
Oregon
(1/26/2017)
RR
Pennsylvania
(1/17/2011)
RR
Puerto Rico
(1/26/2017)
RR
Rhode Island
(1/26/2017)
RR
South Carolina
(1/26/2017)
RR
South Dakota
(1/26/2017)
RR
Tennessee
(1/26/2017)
RR
Texas
(7/11/2014)
RR
Utah
(1/26/2017)
RR
Vermont
(1/26/2017)
RR
Virgin Islands
(1/26/2017)
RR
Virginia
(1/26/2017)
RR
Washington
(1/26/2017)
RR
West Virginia
(1/26/2017)
RR
Wisconsin
(1/26/2017)
RR
Wyoming
(1/26/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1983About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 15 — Foreign Currency Options Examination

Passed Jun 1984

Series 7 — General Securities Representative Examination

Passed Nov 1983About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2002About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2002About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Feb 1997About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Joseph Chuff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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