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PH

Peder Alan Hatling

BA SECURITIES
W. CONSHOHOCKEN, PA
·CRD# 5240595·20 years experience

Professional Summary

Peder Alan Hatling is a registered financial advisor currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania. Peder is registered as a RR (Registered Representative) and started their career in finance in 2006. Peder has worked at 7 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 62, Series 79, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

BA SECURITIES, LLC·CRD# 153489
BD
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
September 6, 2024 - Present
PH PARTNERS, LLC·CRD# 130790
BD
Austin, TX
October 31, 2022 - March 21, 2024
PH PARTNERS, LLC·CRD# 130790
BD
Austin, TX
February 15, 2017 - March 30, 2017
ERNST & YOUNG CAPITAL ADVISORS, LLC·CRD# 152514
BD
New York, NY
October 1, 2015 - December 8, 2016
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
July 16, 2013 - August 31, 2015
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
Edina, MN
January 23, 2008 - November 7, 2008
IFMG SECURITIES, INC.·CRD# 14416
BD
Maplewood, MN
December 4, 2006 - February 5, 2008
TCF INVESTMENTS, INC.·CRD# 34954
BD
Roseville, MN
November 16, 2006 - December 31, 2006

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Current Firm

BS
BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: 8-68545
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone Number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BA HOLDCO, LLCOWNER—
BOLDEN, MICHAEL LABRADORCHIEF COMPLIANCE OFFICER6411755
CHUFF, JOHN JOSEPHPRINCIPAL1205736
HATLING, PEDER ALANPRINCIPAL5240595
JUILIANO, COLLEEN JANEFINOP4818898
KELLER-YOUNG, SUZANNEOPERATIONS MANAGER5495492
PICKENS, DANIEL NEHILPRINCIPAL1042225
WENTZLER, DENNIS RAYMONDPRESIDENT & AML OFFICER4221461

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Minnesota
(9/6/2024)
RR
New York
(1/7/2025)
RR
Pennsylvania
(9/6/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2022About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2026About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Oct 2024About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2022About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Feb 2016

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2013About the Series 79 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2006About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peder Alan Hatling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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