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Aaron Hale Krieger

PURESTREAM
New York, NY
·CRD# 7452592·5 years experience

Professional Summary

Aaron Hale Krieger is a registered financial advisor currently at PURESTREAM, LLC located in New York, New York. Aaron is registered as a RR (Registered Representative) and started their career in finance in 2021. Aaron has worked at 1 firm and has passed the Series 14 exam.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

PURESTREAM, LLC·CRD# 306750
BD
75 Rockefeller Plaza Ste. 2900a, New York, NY 10019
October 25, 2021 - Present

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Current Firm

PL
PURESTREAM, LLC

PURESTREAM, LLC

CRD#: 306750 / SEC#: 8-70472
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

75 Rockefeller Plaza Ste. 2900a, New York, NY 10019

Mailing Address

75 Rockefeller Plaza Ste. 2900a, New York, NY 10019

Phone Number

(201) 694-6421

Established

Delaware since 10/17/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PURESTREAM TRADING TECHNOLOGIES INC.DIRECT OWNER—
BROWN, SCOTTFINOP / PFO / POO6694802
DIAZ, ARMANDO ANTHONYCHIEF EXECUTIVE OFFICER2013893
HOOVER, SEAN CHRISTOPHERCHIEF OPERATING OFFICER2618602
KRIEGER, AARON HALEGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER7452592
WAGLE, YOGESH SHARADCO-CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER2852619

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 14 — Compliance Officer Examination

Passed Oct 2021About the Series 14 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Aaron Hale Krieger's CRS (Customer Relationship Summary).

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