Scott Brown
Professional Summary
Scott Brown, who also goes by Scott Leslie Brown, is a registered financial advisor currently at FRONTCOURT SECURITIES LLC located in Jupiter, Florida and TWG SECURITIES, INC. located in Chicago, Illinois. Scott is registered as a RR (Registered Representative) and started their career in finance in 2016. Scott has worked at 34 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Leslie Brown
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
BMS CAPITAL ADVISORY, INC. | BMS CAPITAL SOLUTIONS & ADVISORY
Contact Information
Main Address
757 Third Avenue, Suite 1600, New York, NY 10017Mailing Address
757 Third Avenue, Suite 1600, New York, NY 10017Phone Number
(469) 847-2134Established
Delaware since 08/12/2013Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Brown's CRS (Customer Relationship Summary).
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