Yogesh Sharad Wagle
Professional Summary
Yogesh Sharad Wagle is a registered financial advisor currently at PURESTREAM, LLC located in New York, New York. Yogesh is registered as a RR (Registered Representative) and started their career in finance in 2005. Yogesh has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
PURESTREAM, LLC
Contact Information
Main Address
75 Rockefeller Plaza Ste. 2900a, New York, NY 10019Mailing Address
75 Rockefeller Plaza Ste. 2900a, New York, NY 10019Phone Number
(201) 694-6421Established
Delaware since 10/17/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURESTREAM TRADING TECHNOLOGIES INC. | DIRECT OWNER | — |
| BROWN, SCOTT | FINOP / PFO / POO | 6694802 |
| DIAZ, ARMANDO ANTHONY | CHIEF EXECUTIVE OFFICER | 2013893 |
| HOOVER, SEAN CHRISTOPHER | CHIEF OPERATING OFFICER | 2618602 |
| KRIEGER, AARON HALE | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 7452592 |
| WAGLE, YOGESH SHARAD | CO-CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | 2852619 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/18/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2007SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Yogesh Sharad Wagle's CRS (Customer Relationship Summary).
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