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Radford Michael Gunzenhauser

HORNOR, TOWNSEND & KENT
Conshohocken, PA
·CRD# 7253452·2 years experience

Professional Summary

Radford Michael Gunzenhauser, who also goes by Radford Gunzenhauser, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Conshohocken, Pennsylvania and GLOBAL FINANCIAL SERVICES, L.L.C. located in Houston, Texas. Radford is registered as a RR (Registered Representative) and started their career in finance in 2024. Radford has worked at 10 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Radford Gunzenhauser

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
BD
161 Washington St Suite 1111, Conshohocken, PA 19428
July 30, 2025 - Present
GLOBAL FINANCIAL SERVICES, L.L.C.·CRD# 35699
BD
1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019
March 2, 2026 - Present
WISE US ASSETS INC·CRD# 329919
BD
30 W. 26th St, Sixth Floor, New York, NY 10010
April 1, 2026 - Present
ZS SECURITIES, LLC·CRD# 339111
BD
1200 Fifth Avenue Ste. 1500, Seattle, WA 98101
April 27, 2026 - Present
PANTHEON SECURITIES, LLC·CRD# 285480
BD
660 Fifth Avenue 8th Floor, New York, NY 10103
June 22, 2026 - Present
MOMENTUS SECURITIES LLC·CRD# 307780
BD
1350 Broadway, Room/suite 2320, New York, NY 10018
July 9, 2026 - Present
NCMG LLC·CRD# 317428
BD
875 3rd Ave 6th Floor, New York, NY 10022
July 21, 2026 - Present
TRIPLETREE, LLC·CRD# 42820
BD
Bloomington, MN
March 7, 2024 - June 18, 2025
KIPPSDESANTO & COMPANY·CRD# 45763
BD
Mclean, VA
March 7, 2024 - June 18, 2025
CAPITAL ONE SECURITIES, INC.·CRD# 44158
BD
New Orleans, LA
March 7, 2024 - June 18, 2025

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Current Firm

NL
NCMG LLC

NCMG LLC

CRD#: 317428 / SEC#: 8-70824
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

875 3rd Ave 6th Floor, New York, NY 10022

Mailing Address

875 3rd Ave 6th Floor, New York, NY 10022

Phone Number

(646) 586-9326

Established

Delaware since 10/01/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NCMG HOLDINGS LLCSOLE MEMBER—
BIGGINS, TIMOTHY ANDREWPRINCIPAL EXECUTIVE OFFICER4581974
HALLERAN, KRISTIN MARIECHIEF COMPLIANCE OFFICER4726430
SINELNIKOV, PETER SERGEYFINOP/POO/PFO6493208

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jul 2025About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2025About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2024About the Series 27 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Radford Michael Gunzenhauser's CRS (Customer Relationship Summary).

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