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Timothy Andrew Biggins

NCMG
NEW YORK, NY
·CRD# 4581974·24 years experience

Professional Summary

Timothy Andrew Biggins is a registered financial advisor currently at NCMG LLC located in New York, New York. Timothy is registered as a RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 4 firms and has passed the Series 63, Series 79TO, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

NCMG LLC·CRD# 317428
BD
1. 875 3rd Ave 6th Floor, New York, NY 100222. 875 3rd Ave 6th Floor, New York, NY 10022
August 3, 2022 - Present
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
New York, NY
July 11, 2013 - August 18, 2017
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - May 3, 2013
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 21, 2002 - September 22, 2008

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Current Firm

NL
NCMG LLC

NCMG LLC

CRD#: 317428 / SEC#: 8-70824
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

875 3rd Ave 6th Floor, New York, NY 10022

Mailing Address

875 3rd Ave 6th Floor, New York, NY 10022

Phone Number

(646) 586-9326

Established

Delaware since 10/01/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NCMG HOLDINGS LLCSOLE MEMBER—
BIGGINS, TIMOTHY ANDREWPRINCIPAL EXECUTIVE OFFICER4581974
HALLERAN, KRISTIN MARIECHIEF COMPLIANCE OFFICER4726430
SINELNIKOV, PETER SERGEYFINOP/POO/PFO6493208

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2002About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2022About the Series 79TO exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Andrew Biggins's CRS (Customer Relationship Summary).

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