Kristin Marie Halleran
Professional Summary
Kristin Marie Halleran, who also goes by Kristin M Halleran, is a registered financial advisor currently at TENEO SECURITIES LLC located in New York, New York and NCMG LLC located in New York, New York. Kristin is registered as a RR (Registered Representative) and started their career in finance in 2008. Kristin has worked at 14 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kristin M Halleran
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
FING SECURITIES LLC | SEXTANT SECURITIES, LLC | SEXTANT CAPITAL SOLUTIONS
Contact Information
Main Address
600 Madison Avenue 17th Floor, New York, NY 10022Mailing Address
600 Madison Avenue 17th Floor, New York, NY 10022Phone Number
(917) 715-5500Established
New York since 02/29/2016Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kristin Marie Halleran's CRS (Customer Relationship Summary).
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