Jessica Kriewald
Professional Summary
Jessica Kriewald is a registered financial advisor currently at 3ICO SECURITIES LLC located in Conshohocken, Pennsylvania and STRONG CAPITAL MARKETS, LLC located in Stamford, Connecticut. Jessica is registered as a RR (Registered Representative) and started their career in finance in 2019. Jessica has worked at 13 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
LESKO FINANCIAL | NEW DECADE CAPITAL CORP. | LESKO SECURITIES, INC. | LESKO SECURITIES INC. | LESKO SECURITIES INC
Contact Information
Main Address
400 Plaza Dr Ste A, Vestal, NY 13850Mailing Address
400 Plaza Dr Suite A, Vestal, NY 13850Phone Number
(607) 724-2421Established
Delaware since 11/05/1980Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
22SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
FINRA licenses (34 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LESKO FINANCIAL SERVICES, INC. | OWNER | — |
| HAMPTON, WILLIAM CHARLES | TREASURER | 1823025 |
| HARTUNG, ROBERT SCOTT | VICE PRESIDENT | 1295142 |
| KRIEWALD, JESSICA | FINOP | 7052634 |
| LALOVIC, NIKOLA | GENERAL SECURITIES PRINCIPAL | 6513315 |
| LESKO, GREGORY STEPHEN | GENERAL SECURITIES PRINCIPAL | 1175893 |
| LESKO, GREGORY STEPHEN | ROSFP | 1175893 |
| LESKO, GREGORY STEPHEN | CEO / CCO | 1175893 |
| LESKO, GREGORY STEPHEN | MUNICIPAL SECURITIES PRINCIPAL | 1175893 |
| LESKO, GREGORY STEPHEN | PRESIDENT | 1175893 |
| PICHURA, RICHARD JAMES | SECRETARY | 4065566 |
| STEBBINS, KAREN MARIE | GENERAL SECURITIES PRINCIPAL | 4152490 |
| STEBBINS, KAREN MARIE | OPERATIONS MANAGER | 4152490 |
Regulatory Assets Under Management
Total Number of Accounts
2,547AUM (Assets Under Management)
$728,519,170Disclosures
Regulatory Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
LESKO FINANCIAL | NEW DECADE CAPITAL CORP. | LESKO SECURITIES, INC. | LESKO SECURITIES INC. | LESKO SECURITIES INC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jessica Kriewald's CRS (Customer Relationship Summary).
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