Gregory Stephen Lesko
AIF®Professional Summary
Gregory Stephen Lesko, AIF® is a registered financial advisor currently at LESKO SECURITIES INC. located in Vestal, New York. Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gregory has worked at 1 firm and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
J. W. COLE ADVISORS, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J. W. COLE ADVISORS, INC.
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
J. W. COLE ADVISORS, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J. W. COLE ADVISORS, INC.
Credentials
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
J. W. COLE ADVISORS, INC.
Current Firm
LESKO FINANCIAL | NEW DECADE CAPITAL CORP. | LESKO SECURITIES, INC. | LESKO SECURITIES INC. | LESKO SECURITIES INC
Contact Information
Main Address
400 Plaza Dr Ste A, Vestal, NY 13850Mailing Address
400 Plaza Dr Suite A, Vestal, NY 13850Phone Number
(607) 724-2421Established
Delaware since 11/05/1980Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
22SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
FINRA licenses (34 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LESKO FINANCIAL SERVICES, INC. | OWNER | — |
| HAMPTON, WILLIAM CHARLES | TREASURER | 1823025 |
| HARTUNG, ROBERT SCOTT | VICE PRESIDENT | 1295142 |
| KRIEWALD, JESSICA | FINOP | 7052634 |
| LALOVIC, NIKOLA | GENERAL SECURITIES PRINCIPAL | 6513315 |
| LESKO, GREGORY STEPHEN | GENERAL SECURITIES PRINCIPAL | 1175893 |
| LESKO, GREGORY STEPHEN | ROSFP | 1175893 |
| LESKO, GREGORY STEPHEN | CEO / CCO | 1175893 |
| LESKO, GREGORY STEPHEN | MUNICIPAL SECURITIES PRINCIPAL | 1175893 |
| LESKO, GREGORY STEPHEN | PRESIDENT | 1175893 |
| PICHURA, RICHARD JAMES | SECRETARY | 4065566 |
| STEBBINS, KAREN MARIE | GENERAL SECURITIES PRINCIPAL | 4152490 |
| STEBBINS, KAREN MARIE | OPERATIONS MANAGER | 4152490 |
Regulatory Assets Under Management
Total Number of Accounts
2,547AUM (Assets Under Management)
$728,519,170Disclosures
Regulatory Event
1Arbitration
1Similar Advisors
J. W. COLE ADVISORS, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
J. W. COLE ADVISORS, INC.
Primary Firm SEC Registration
LESKO FINANCIAL | NEW DECADE CAPITAL CORP. | LESKO SECURITIES, INC. | LESKO SECURITIES INC. | LESKO SECURITIES INC
State Registrations and Notice Filings
(8/4/2008)
(2/18/2005)
(11/6/2002)
(5/31/2019)
(5/31/2019)
(1/24/2005)
(10/25/2002)
(10/25/2002)
(4/27/2004)
(11/6/2002)
(8/30/2004)
(10/29/2020)
(5/17/2005)
(2/17/2012)
(7/12/2011)
(10/31/2002)
(5/24/2021)
(4/29/2004)
(5/31/2019)
(2/2/2007)
(4/26/2004)
(10/31/2002)
(8/7/2007)
(3/24/2016)
(6/22/2004)
(10/23/2019)
(5/31/2019)
(10/25/2002)
(7/8/2005)
(5/31/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSRO Registrations
Similar Advisors
J. W. COLE ADVISORS, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Stephen Lesko's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Stephen Lesko's CRS (Customer Relationship Summary).
Similar Advisors
J. W. COLE ADVISORS, INC.
