Xiaoxiao Luo
Professional Summary
Xiaoxiao Luo, who also goes by VIctoria Luo, is a registered financial advisor currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York. Xiaoxiao is registered as a RR (Registered Representative) and started their career in finance in 2023. Xiaoxiao has worked at 2 firms and has passed the Series 7TO, SIE, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Victoria Luo
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.
Contact Information
Main Address
67 35th Street Suite B450, Brooklyn, NY 11232Mailing Address
67 35th Street Suite B450 Box 5-4-bse, Brooklyn, NY 11232Phone Number
(718) 709-4925Established
Delaware since 09/02/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEZERO USA INC | SHAREHOLDER | — |
| CALLEJAS, KHRIS | FINOP | 6062989 |
| CALLEJAS, KHRIS | PRINCIPAL FINANCIAL OFFICER | 6062989 |
| LUO, XIAOXIAO | MARKETING REGISTERED OPTIONS PRINCIPAL | 7046196 |
| NACCARELLI, ANTONY CARMINE | CEO | 1412706 |
| NACCARELLI, ANTONY CARMINE | CHIEF COMPLIANCE OFFICER | 1412706 |
| SHEARIN, MICHAEL A | CHIEF OPERATIONS OFFICER | 6358252 |
| WONG, BILLY | ROP | 5241493 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Xiaoxiao Luo's CRS (Customer Relationship Summary).
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